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Emergent BioSolutions Inc. — Director's Dealing 2018
Nov 29, 2018
32870_dirs_2018-11-29_1df67fdc-a88a-428f-8153-093f86a506a2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Emergent BioSolutions Inc. (EBS)
CIK: 0001367644
Period of Report: 2018-11-27
Reporting Person: Bailey Sue (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-11-27 | Common Stock | M | 8244 | $18.64 | Acquired | 57216 | Direct |
| 2018-11-27 | Common Stock | S | 8244 | $69.6197 | Disposed | 48972 | Direct |
| 2018-11-27 | Common Stock | M | 1579 | $20.08 | Acquired | 50551 | Direct |
| 2018-11-27 | Common Stock | S | 1579 | $69.6197 | Disposed | 48972 | Direct |
| 2018-11-27 | Common Stock | M | 4736 | $13.00 | Acquired | 53708 | Direct |
| 2018-11-27 | Common Stock | S | 4736 | $69.6197 | Disposed | 48972 | Direct |
| 2018-11-27 | Common Stock | M | 3158 | $13.37 | Acquired | 52130 | Direct |
| 2018-11-27 | Common Stock | S | 3158 | $69.6197 | Disposed | 48972 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-11-27 | Stock Option (Right to buy) | $18.64 | M | 8244 | Disposed | 2021-05-21 | Common Stock (8244) | Direct |
| 2018-11-27 | Stock Option (Right to buy) | $20.08 | M | 1579 | Disposed | 2021-05-18 | Common Stock (1579) | Direct |
| 2018-11-27 | Stock Option (Right to buy) | $13.00 | M | 4736 | Disposed | 2020-05-22 | Common Stock (4736) | Direct |
| 2018-11-27 | Stock Option (Right to buy) | $13.37 | M | 3158 | Disposed | 2019-05-16 | Common Stock (3158) | Direct |
Footnotes
F1: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.50 to $70.05, inclusive.
F2: Consists of an option granted under the company's stock incentive plan as amended and restated.
F3: The option grant vests in three equal installments on the day prior to the first, second and third anniversary dates of the grant.
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