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Emergent BioSolutions Inc. Director's Dealing 2017

Sep 30, 2017

32870_dirs_2017-09-29_2fd5eced-fb6c-4249-a220-bc018cce661f.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Emergent BioSolutions Inc. (EBS)
CIK: 0001367644
Period of Report: 2017-09-27

Reporting Person: Richard Ronald (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-09-27 Common Stock M 1266 $7.99 Acquired 24676 Direct
2017-09-27 Common Stock S 1266 $40.00 Disposed 23410 Direct
2017-09-28 Common Stock M 22415 $7.99 Acquired 45825 Direct
2017-09-28 Common Stock S 22415 $40.00 Disposed 23410 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-09-27 Employee Stock Option (Right to buy) $7.99 M 1266 Disposed 2018-05-21 Common Stock (1266) Direct
2017-09-28 Employee Stock Option (Right to buy) $7.99 M 22415 Disposed 2018-05-21 Common Stock (22415) Direct

Footnotes

F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Richard.

F2: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.00 to $40.05, inclusive.

F3: Consists of an option granted under the company's stock incentive plan as amended and restated.

F4: The option grant is fully vested.