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Emergent BioSolutions Inc. — Director's Dealing 2017
Sep 30, 2017
32870_dirs_2017-09-29_2fd5eced-fb6c-4249-a220-bc018cce661f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Emergent BioSolutions Inc. (EBS)
CIK: 0001367644
Period of Report: 2017-09-27
Reporting Person: Richard Ronald (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-09-27 | Common Stock | M | 1266 | $7.99 | Acquired | 24676 | Direct |
| 2017-09-27 | Common Stock | S | 1266 | $40.00 | Disposed | 23410 | Direct |
| 2017-09-28 | Common Stock | M | 22415 | $7.99 | Acquired | 45825 | Direct |
| 2017-09-28 | Common Stock | S | 22415 | $40.00 | Disposed | 23410 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-09-27 | Employee Stock Option (Right to buy) | $7.99 | M | 1266 | Disposed | 2018-05-21 | Common Stock (1266) | Direct |
| 2017-09-28 | Employee Stock Option (Right to buy) | $7.99 | M | 22415 | Disposed | 2018-05-21 | Common Stock (22415) | Direct |
Footnotes
F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Richard.
F2: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.00 to $40.05, inclusive.
F3: Consists of an option granted under the company's stock incentive plan as amended and restated.
F4: The option grant is fully vested.
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