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Emergent BioSolutions Inc. Director's Dealing 2017

Nov 9, 2017

32870_dirs_2017-11-09_d0ea5db7-3fbc-42a9-a24e-65a5fd9ff62b.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Emergent BioSolutions Inc. (EBS)
CIK: 0001367644
Period of Report: 2017-11-07

Reporting Person: JOULWAN GEORGE A (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-11-07 Common Stock M 3946 $15.97 Acquired 34323 Direct
2017-11-07 Common Stock S 3946 $41.24 Disposed 30377 Direct
2017-11-07 Common Stock M 10305 $18.64 Acquired 40682 Direct
2017-11-07 Common Stock S 10305 $41.24 Disposed 30377 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-11-07 Employee Stock Option (Right to buy) $15.97 M 3946 Disposed 2020-07-17 Common Stock (3946) Direct
2017-11-07 Employee Stock Option (Right to buy) $18.64 M 10305 Disposed 2021-05-22 Common Stock (10305) Direct

Footnotes

F1: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.00 to $41.45, inclusive.

F2: Consists of an option granted under the company's stock incentive plan as amended and restated.

F3: The option grant vests in three equal installments on the day prior to the first, second and third anniversary dates of the grant.