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Emergent BioSolutions Inc. — Director's Dealing 2016
Jan 4, 2016
32870_dirs_2016-01-04_b51c94e7-be61-43ff-80d2-ec78a990b556.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Emergent BioSolutions Inc. (EBS)
CIK: 0001367644
Period of Report: 2015-12-30
Reporting Person: Richard Ronald (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-12-30 | Common Stock | M | 21600 | $8.43 | Acquired | 35333 | Direct |
| 2015-12-30 | Common Stock | S | 21600 | $40.00 | Disposed | 13733 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-12-30 | Stock Option | $8.43 | M | 21600 | Disposed | 2017-06-13 | Common Stock (21600) | Direct |
Footnotes
F1: Consists of an option granted under the company's stock incentive plan on June 14, 2007.
F2: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Richard.
F3: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.00 to $40.01, inclusive.
F4: The option vested in three equal installments in June 2008, 2009 and 2010.
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