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Emergent BioSolutions Inc. — Director's Dealing 2016
Mar 9, 2016
32870_dirs_2016-03-09_8c7586b6-7baa-4782-8611-b807ed7f5aef.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Emergent BioSolutions Inc. (EBS)
CIK: 0001367644
Period of Report: 2016-03-07
Reporting Person: White Marvin L (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-03-07 | Common Stock | M | 10800 | $15.75 | Acquired | 41100 | Direct |
| 2016-03-07 | Common Stock | S | 10800 | $35.42 | Disposed | 30300 | Direct |
| 2016-03-07 | Common Stock | M | 7200 | $22.02 | Acquired | 37500 | Direct |
| 2016-03-07 | Common Stock | S | 7200 | $35.42 | Disposed | 30300 | Direct |
| 2016-03-07 | Common Stock | M | 7200 | $14.66 | Acquired | 37500 | Direct |
| 2016-03-07 | Common Stock | S | 7200 | $35.42 | Disposed | 30300 | Direct |
| 2016-03-07 | Common Stock | M | 4800 | $14.25 | Acquired | 35100 | Direct |
| 2016-03-07 | Common Stock | S | 4800 | $35.42 | Disposed | 30300 | Direct |
| 2016-03-07 | Common Stock | M | 3134 | $20.44 | Acquired | 33434 | Direct |
| 2016-03-07 | Common Stock | S | 3134 | $35.42 | Disposed | 30300 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-03-07 | Stock Options | $15.75 | M | 10800 | Disposed | 2020-05-31 | Common Stock (10800) | Direct |
| 2016-03-07 | Stock Options | $22.02 | M | 7200 | Disposed | 2021-05-18 | Common Stock (7200) | Direct |
| 2016-03-07 | Stock Options | $14.66 | M | 7200 | Disposed | 2022-05-16 | Common Stock (7200) | Direct |
| 2016-03-07 | Stock Options | $14.25 | M | 4800 | Disposed | 2023-05-22 | Common Stock (4800) | Direct |
| 2016-03-07 | Stock Options | $20.44 | M | 3134 | Disposed | 2024-05-21 | Common Stock (3134) | Direct |
Footnotes
F1: Consists of an option granted under the company's stock incentive plan on June 1, 2010.
F2: Consists of an option granted under the company's stock incentive plan on May 19, 2011.
F3: Consists of an option granted under the company's stock incentive plan on May 17, 2012.
F4: Consists of an option granted under the company's stock incentive plan on May 23, 2013.
F5: Consists of an option granted under the company's stock incentive plan on May 22, 2014.
F6: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.16 to $35.80, inclusive.
F7: The option vested in three equal installments in June 2011, 2012 and 2013.
F8: The option vested in three equal installments in May 2012, 2013 and 2014.
F9: The option vested in three equal installments in May 2013, 2014 and 2015.
F10: The option vest in three equal installments in May 2014, 2015 and 2016.
F11: The option vest in three equal installments in May 2015, 2016 and 2017.