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Emergent BioSolutions Inc. — Director's Dealing 2016
Mar 15, 2016
32870_dirs_2016-03-15_46116fd0-04ba-48dd-8871-ca7268dd94b0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Emergent BioSolutions Inc. (EBS)
CIK: 0001367644
Period of Report: 2016-03-11
Reporting Person: Havey Adam (EVP, Biodefense Divison)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-03-11 | Common Stock | M | 7960 | $14.67 | Acquired | 54254 | Direct |
| 2016-03-11 | Common Stock | S | 7960 | $33.84 | Disposed | 46294 | Direct |
| 2016-03-11 | Common Stock | S | 3152 | $33.84 | Disposed | 43142 | Direct |
| 2016-03-11 | Common Stock | F | 1278 | $34.22 | Disposed | 41864 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-03-11 | Stock Option | $14.67 | M | 7960 | Acquired | 2020-03-11 | Common Stock (7960) | Direct |
Footnotes
F1: Consists of an option granted under the company's stock incentive plan on March 12, 2013.
F2: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Havey.
F3: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.56 to $34.14, inclusive.
F4: Consists of restricted stock units granted under the Amended and Restated Emergent BioSolutions Inc. 2006 Stock Incentive Plan, as amended.
F5: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.56 to $34.09, inclusive.
F6: The option vest in three equal installments in March 2014, 2015 and 2016.