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Emergent BioSolutions Inc. Director's Dealing 2016

Dec 16, 2016

32870_dirs_2016-12-15_ce333e48-9d89-48dc-8888-84adbe0de848.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Emergent BioSolutions Inc. (EBS)
CIK: 0001367644
Period of Report: 2016-12-13

Reporting Person: Richard Ronald (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-08-01 Common Stock J 152 $0.0 Acquired 19870 Direct
2016-08-01 Common Stock J 604 $0.00 Acquired 20474 Direct
2016-08-01 Common Stock J 577 $0.00 Acquired 21051 Direct
2016-12-13 Common Stock S 5800 $34.0863 Disposed 15251 Direct
2016-12-13 Common Stock S 100 $34.06 Disposed 15151 Direct

Footnotes

F1: In connection with the spin-off (the "Spin-off") of Aptevo Therapeutics Inc. from Emergent BioSolutions Inc. ("Emergent"), on August 1, 2016 the reporting person received a grant of restricted stock units as a result of an adjustment to an existing Emergent restricted stock unit grant held by the reporting person prior to the Spin-off. The restricted stock units vest in May 2017.

F2: In connection with the spin-off (the "Spin-off") of Aptevo Therapeutics Inc. from Emergent BioSolutions Inc. ("Emergent"), on August 1, 2016 the reporting person received a grant of restricted stock units as a result of an adjustment to an existing Emergent restricted stock unit grant held by the reporting person prior to the Spin-off. The restricted stock units vest in May 2017 and May 2018.

F3: In connection with the spin-off (the "Spin-off") of Aptevo Therapeutics Inc. from Emergent BioSolutions Inc. ("Emergent"), on August 1, 2016 the reporting person received a grant of restricted stock units as a result of an adjustment to an existing Emergent restricted stock unit grant held by the reporting person prior to the Spin-off. The restricted stock units vest in May 2017, May 2018 and May 2019.