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Emergent BioSolutions Inc. — Director's Dealing 2016
Dec 16, 2016
32870_dirs_2016-12-15_ce333e48-9d89-48dc-8888-84adbe0de848.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Emergent BioSolutions Inc. (EBS)
CIK: 0001367644
Period of Report: 2016-12-13
Reporting Person: Richard Ronald (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-08-01 | Common Stock | J | 152 | $0.0 | Acquired | 19870 | Direct |
| 2016-08-01 | Common Stock | J | 604 | $0.00 | Acquired | 20474 | Direct |
| 2016-08-01 | Common Stock | J | 577 | $0.00 | Acquired | 21051 | Direct |
| 2016-12-13 | Common Stock | S | 5800 | $34.0863 | Disposed | 15251 | Direct |
| 2016-12-13 | Common Stock | S | 100 | $34.06 | Disposed | 15151 | Direct |
Footnotes
F1: In connection with the spin-off (the "Spin-off") of Aptevo Therapeutics Inc. from Emergent BioSolutions Inc. ("Emergent"), on August 1, 2016 the reporting person received a grant of restricted stock units as a result of an adjustment to an existing Emergent restricted stock unit grant held by the reporting person prior to the Spin-off. The restricted stock units vest in May 2017.
F2: In connection with the spin-off (the "Spin-off") of Aptevo Therapeutics Inc. from Emergent BioSolutions Inc. ("Emergent"), on August 1, 2016 the reporting person received a grant of restricted stock units as a result of an adjustment to an existing Emergent restricted stock unit grant held by the reporting person prior to the Spin-off. The restricted stock units vest in May 2017 and May 2018.
F3: In connection with the spin-off (the "Spin-off") of Aptevo Therapeutics Inc. from Emergent BioSolutions Inc. ("Emergent"), on August 1, 2016 the reporting person received a grant of restricted stock units as a result of an adjustment to an existing Emergent restricted stock unit grant held by the reporting person prior to the Spin-off. The restricted stock units vest in May 2017, May 2018 and May 2019.