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Emergent BioSolutions Inc. — Director's Dealing 2015
Mar 12, 2015
32870_dirs_2015-03-12_d7af4f9c-dc9e-4044-bb60-754b27cf8695.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Emergent BioSolutions Inc. (EBS)
CIK: 0001367644
Period of Report: 2015-03-10
Reporting Person: Havey Adam (EVP, Biodefense Divison)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-03-10 | Common Stock | A | 9313 | — | Acquired | 44671 | Direct |
| 2015-03-10 | Common Stock | F | 1535 | $29 | Disposed | 43136 | Direct |
| 2015-03-11 | Common Stock | F | 1278 | $28.99 | Disposed | 41858 | Direct |
| 2015-03-12 | Common Stock | F | 785 | $28.67 | Disposed | 41073 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-03-10 | Employee Stock Option (right to buy) | $28.99 | A | 18620 | Acquired | 2022-03-09 | Common Stock (18620) | Direct |
Footnotes
F1: Consists of restricted stock units granted under the Amended and Restated Emergent BioSolutions Inc. 2006 Stock Incentive Plan, as amended.
F2: These restricted stock units vest in three equal annual installments beginning on the day prior to the first anniversary of the date of grant, assuming continued service with the company. Each restricted stock unit represents the right of the Reporting Person to receive one share of common stock of Emergent BioSolutions Inc., subject to adjustment as provided in the grant agreement.
F3: Vests in three equal installments on March 9, 2016, March 9, 2017 and March 9, 2018.