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Emergent BioSolutions Inc. — Director's Dealing 2015
Jun 17, 2015
32870_dirs_2015-06-17_1d4ca5a3-a946-4443-bccf-298deb14bfcf.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Emergent BioSolutions Inc. (EBS)
CIK: 0001367644
Period of Report: 2015-06-15
Reporting Person: Havey Adam (EVP, Biodefense Divison)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-06-15 | Common Stock | M | 15919 | $14.67 | Acquired | 57363 | Direct |
| 2015-06-15 | Common Stock | S | 15919 | $31.502 | Disposed | 41444 | Direct |
| 2015-06-15 | Common Stock | M | 9773 | $15.83 | Acquired | 51217 | Direct |
| 2015-06-15 | Common Stock | S | 9773 | $31.665 | Disposed | 41444 | Direct |
| 2015-06-15 | Common Stock | S | 10606 | $31.502 | Disposed | 30838 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-06-15 | Stock Option | $14.67 | M | 15919 | Disposed | 2010-03-11 | Common Stock (15919) | Direct |
| 2015-06-15 | Stock Option | $15.83 | M | 9773 | Disposed | 2019-03-12 | Common Stock (9773) | Direct |
Footnotes
F1: Consists of an option granted under the company's stock incentive plan on March 12, 2013.
F2: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Havey.
F3: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.055 to $31.77, inclusive.
F4: Consists of an option granted under the company's stock incentive plan on March 13, 2012.
F5: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.66 to $31.72, inclusive.
F6: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.03 to $31.76, inclusive.
F7: The option vested in three equal installments in March 2014, 2015 and 2016
F8: The option vested in three equal installments in March 2013, 2014 and 2015.