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Emergent BioSolutions Inc. — Director's Dealing 2015
Nov 13, 2015
32870_dirs_2015-11-13_0557396d-789f-4a9a-80cf-02928af9a3ef.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Emergent BioSolutions Inc. (EBS)
CIK: 0001367644
Period of Report: 2015-11-11
Reporting Person: Labinger Barry (EVP, Biosciences Div.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-11-11 | Common Stock | S | 6564 | $35.51 | Disposed | 30229 | Direct |
| 2015-11-11 | Common Stock | M | 9373 | $28.09 | Acquired | 39602 | Direct |
| 2015-11-11 | Common Stock | S | 9373 | $35.50 | Disposed | 30229 | Direct |
| 2015-11-11 | Common Stock | M | 10095 | $20.94 | Acquired | 40324 | Direct |
| 2015-11-11 | Common Stock | S | 10095 | $35.50 | Disposed | 30229 | Direct |
| 2015-11-12 | Common Stock | M | 10094 | $20.94 | Acquired | 40323 | Direct |
| 2015-11-12 | Common Stock | S | 10094 | $36 | Disposed | 30229 | Direct |
| 2015-11-11 | Common Stock | F | 1671 | $35.88 | Disposed | 28558 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-11-11 | Stock Option | $28.09 | M | 9373 | Disposed | 2021-03-10 | Common Stock (9373) | Direct |
| 2015-11-11 | Stock Option | $20.94 | M | 10095 | Disposed | 2020-11-11 | Common Stock (10095) | Direct |
| 2015-11-12 | Stock Option | $20.94 | M | 10094 | Disposed | 2020-11-11 | Common Stock (10094) | Direct |
Footnotes
F1: Consists of an option granted under the company's stock incentive plan on March 11, 2014.
F2: Consists of an option granted under the company's stock incentive plan on November 12, 2013.
F3: Consists of restricted stock units granted under the Amended and Restated Emergent BioSolutions Inc. 2006 Stock Incentive Plan, as amended.
F4: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.50-$35.59, inclusive.
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