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Emergent BioSolutions Inc. — Director's Dealing 2011
Jul 29, 2011
32870_dirs_2011-07-29_6294c7aa-0a5b-4231-91dd-4c8ac3671466.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Emergent BioSolutions Inc. (EBS)
CIK: 0001367644
Period of Report: 2011-07-28
Reporting Person: El-Hibri Fuad (Director, CEO & Chairman, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-07-28 | Common Stock | J | 205535 | — | Acquired | 1505598 | Direct |
| 2011-07-28 | Common Stock | J | 5417 | — | Acquired | 15845 | Indirect |
| 2011-07-28 | Common Stock | J | 5417 | — | Acquired | 15845 | Indirect |
| 2011-07-28 | Common Stock | J | 5417 | — | Acquired | 15845 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 5636794 | Indirect |
| Common Stock | 1524155 | Indirect |
| Common Stock | 1565043 | Indirect |
Footnotes
F1: The shares reported on this line were acquired by a distribution from Intervac, L.L.C.
F2: Mr. El-Hibri's direct holdings include restricted stock units granted under the Amended and Restated Emergent BioSolutions Inc. 2006 Stock Incentive Plan.
F3: These shares are held in a trust for the benefit of a child of the reporting person. The reporting person is trustee of this trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
F4: Mr. El-Hibri holds with his wife, as tenants by the entirety, an aggregate 41.1072% equity interest in Intervac, L.L.C. After the distribution by Intervac, L.L.C. to Mr. El-Hibri and other members of Intervac, L.L.C. of 500,000 shares of Common Stock, as reported on this Form 4, Intervac, L.L.C. is the direct owner of 5,636,794 shares of Common Stock. Mr. El-Hibri disclaims beneficial ownership of these shares for purposes of Section 16, except to the extent of his pecuniary interest in 2,317,129 shares.
F5: Mr. El-Hibri holds individually and with his wife, as tenants by the entirety, an aggregate 89.2% equity interest in Biovac, L.L.C. Biovac, L.L.C. is the direct owner of 1,524,155 shares of Common Stock. Mr. El-Hibri disclaims beneficial ownership of the shares of Common Stock directly owned by Biovac, L.L.C. for purposes of Section 16, except to the extent of his pecuniary interest in 1,359,546 shares.
F6: Mr. El-Hibri is the holder of a 40.17% (567,582.3 units) equity interest in BioPharm, L.L.C. BioPharm, L.L.C. is the direct owner of 1,565,043 shares of Common Stock. Mr. El-Hibri disclaims beneficial ownership of these shares for purposes of Section 16, except to the extent of his pecuniary interest in 628,678 shares.