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EMERALD RESOURCES NL — Major Shareholding Notification 2024
May 6, 2024
64849_rns_2024-05-06_34b83899-90d2-4884-a816-357c0df28a67.pdf
Major Shareholding Notification
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Annexure A
This is Annexure A of 4 pages referred to in form 604 Notice of change of interests of substantial shareholder
Emma Okoniewski, Authorised Signatory
07-May-24 Date
5. Consideration
EMERALD RESOUCRES NL (EMR)
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|---|---|---|---|---|---|---|---|
|Nature of change (6) /|Person's|
|Person whose relevant interest|Class and number of|
|Date of Change|Consideration given in relation to|CCY|votes|
|changed|securities affected|
|change (7)|affected|
|01-Mar-24|BlackRock Institutional Trust Company,|on mkt buy|2.91|AUD|ORD|31,735|31,735|
|National Association|
|01-Mar-24|BlackRock Advisors, LLC|on mkt buy|2.87|AUD|ORD|29,700|29,700|
|01-Mar-24|BlackRock Institutional Trust Company,|on mkt buy|2.91|AUD|ORD|29,789|29,789|
|National Association|
|01-Mar-24|BlackRock Institutional Trust Company,|on mkt buy|2.89|AUD|ORD|769|769|
|National Association|
|01-Mar-24|BlackRock Fund Advisors|in specie|n/a|AUD|ORD|12,050|12,050|
|04-Mar-24|BlackRock Institutional Trust Company,|on mkt buy|3.01|AUD|ORD|31,735|31,735|
|National Association|
|04-Mar-24|BlackRock Institutional Trust Company,|on mkt buy|3.01|AUD|ORD|29,788|29,788|
|National Association|
|04-Mar-24|BlackRock Advisors (UK) Limited|on mkt buy|2.99|AUD|ORD|9,306|9,306|
|04-Mar-24|BlackRock Advisors (UK) Limited|on mkt buy|2.99|AUD|ORD|3,102|3,102|
|04-Mar-24|BlackRock Advisors (UK) Limited|on mkt buy|2.99|AUD|ORD|2,814|2,814|
|04-Mar-24|BlackRock Fund Advisors|in specie|n/a|AUD|ORD|9,600|9,600|
|05-Mar-24|BlackRock Investment Management|on mkt buy|3.15|AUD|ORD|4,368|4,368|
|(Australia) Limited|
|05-Mar-24|BlackRock Advisors (UK) Limited|on mkt buy|3.15|AUD|ORD|27,918|27,918|
|05-Mar-24|BlackRock Investment Management (UK)|collateral transfer|n/a|AUD|ORD|661,096|661,096|
|Limited|
|06-Mar-24|BlackRock Advisors (UK) Limited|on mkt buy|3.08|AUD|ORD|3,106|3,106|
|06-Mar-24|BlackRock Advisors (UK) Limited|on mkt buy|3.08|AUD|ORD|21,742|21,742|
|06-Mar-24|BlackRock Advisors (UK) Limited|collateral transfer|n/a|AUD|ORD|574,894|574,894|
|06-Mar-24|BlackRock Investment Management (UK)|collateral transfer|n/a|AUD|ORD|-661,097|-661,097|
|Limited|
|07-Mar-24|BlackRock Investment Management|on mkt sell|3.12|AUD|ORD|-1,638|-1,638|
|(Australia) Limited|
|07-Mar-24|BlackRock Investment Management|on mkt buy|3.12|AUD|ORD|891|891|
|(Australia) Limited|
|08-Mar-24|BlackRock Advisors (UK) Limited|on mkt sell|3.11|AUD|ORD|-83,835|-83,835|
|08-Mar-24|BlackRock Advisors (UK) Limited|collateral transfer|n/a|AUD|ORD|-574,894|-574,894|
|08-Mar-24|BlackRock Investment Management (UK)|collateral transfer|n/a|AUD|ORD|574,894|574,894|
|Limited|
|11-Mar-24|BlackRock Fund Advisors|on mkt buy|3.09|AUD|ORD|7,843|7,843|
|11-Mar-24|BlackRock Investment Management (UK)|on mkt sell|3.05|AUD|ORD|-30,537|-30,537|
|Limited|
|11-Mar-24|BlackRock Japan Co., Ltd.|on mkt sell|3.05|AUD|ORD|-14,811|-14,811|
|11-Mar-24|BlackRock Investment Management (UK)|on mkt sell|3.05|AUD|ORD|-151,057|-151,057|
|Limited|
|11-Mar-24|BlackRock Japan Co., Ltd.|on mkt sell|3.05|AUD|ORD|-7,893|-7,893|
|11-Mar-24|BlackRock Investment Management (UK)|on mkt sell|3.05|AUD|ORD|-501,196|-501,196|
|Limited|
|11-Mar-24|BlackRock Advisors (UK) Limited|on mkt buy|3.04|AUD|ORD|9,315|9,315|
|11-Mar-24|BlackRock Investment Management (UK)|collateral transfer|n/a|AUD|ORD|-574,894|-574,894|
|Limited|
|12-Mar-24|BlackRock Fund Advisors|in specie|n/a|AUD|ORD|5,496|5,496|
|12-Mar-24|BlackRock Fund Advisors|in specie|n/a|AUD|ORD|10,992|10,992|
|12-Mar-24|BlackRock Investment Management (UK)|on mkt sell|3.04|AUD|ORD|-215,328|-215,328|
|Limited|
|12-Mar-24|BlackRock Japan Co., Ltd.|on mkt sell|3.04|AUD|ORD|-15,603|-15,603|
|12-Mar-24|BlackRock Investment Management (UK)|on mkt sell|3.04|AUD|ORD|-159,139|-159,139|
|Limited|
|12-Mar-24|BlackRock Japan Co., Ltd.|on mkt sell|3.04|AUD|ORD|-8,316|-8,316|
|12-Mar-24|BlackRock Investment Management (UK)|on mkt sell|3.04|AUD|ORD|-528,007|-528,007|
|Limited|
|12-Mar-24|BlackRock Investment Management (UK)|collateral transfer|n/a|AUD|ORD|574,894|574,894|
|Limited|
|13-Mar-24|BlackRock Japan Co., Ltd.|on mkt sell|3.04|AUD|ORD|-44,874|-44,874|
|13-Mar-24|BlackRock Investment Management (UK)|on mkt sell|3.04|AUD|ORD|-457,667|-457,667|
|Limited|
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page 1 of 4
EMR
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Nature of change (6) / Person's
Person whose relevant interest Class and number of
Date of Change Consideration given in relation to CCY votes
changed securities affected
change (7) affected
13-Mar-24 BlackRock Japan Co., Ltd. on mkt sell 3.04 AUD ORD -23,915 -23,915
13-Mar-24 BlackRock Investment Management (UK) on mkt sell 3.04 AUD ORD -1,518,492 -1,518,492
Limited
13-Mar-24 BlackRock Fund Advisors on mkt buy 3.06 AUD ORD 353,990 353,990
13-Mar-24 BlackRock Investment Management on mkt buy 3.09 AUD ORD 4,368 4,368
(Australia) Limited
13-Mar-24 BlackRock Advisors (UK) Limited collateral transfer n/a AUD ORD 449,380 449,380
13-Mar-24 BlackRock Investment Management (UK) collateral transfer n/a AUD ORD -449,380 -449,380
Limited
14-Mar-24 BlackRock Japan Co., Ltd. on mkt sell 3.09 AUD ORD -43,960 -43,960
14-Mar-24 BlackRock Investment Management (UK) on mkt sell 3.09 AUD ORD -448,332 -448,332
Limited
14-Mar-24 BlackRock Japan Co., Ltd. on mkt sell 3.09 AUD ORD -23,429 -23,429
14-Mar-24 BlackRock Investment Management (UK) on mkt sell 3.09 AUD ORD -1,487,508 -1,487,508
Limited
14-Mar-24 BlackRock Fund Advisors in specie n/a AUD ORD 11,240 11,240
14-Mar-24 BlackRock Advisors (UK) Limited collateral transfer n/a AUD ORD 125,514 125,514
14-Mar-24 BlackRock Investment Management (UK) collateral transfer n/a AUD ORD -125,514 -125,514
Limited
15-Mar-24 BlackRock Advisors (UK) Limited on mkt sell 2.86 AUD ORD -21,364 -21,364
15-Mar-24 BlackRock Fund Advisors on mkt buy 2.86 AUD ORD 119,781 119,781
15-Mar-24 BlackRock Advisors (UK) Limited on mkt sell 2.86 AUD ORD -35,770 -35,770
15-Mar-24 BlackRock Investment Management on mkt buy 2.86 AUD ORD 35,770 35,770
(Australia) Limited
15-Mar-24 BlackRock Advisors (UK) Limited on mkt sell 2.86 AUD ORD -31,833 -31,833
15-Mar-24 BlackRock Advisors (UK) Limited collateral transfer n/a AUD ORD 1 1
18-Mar-24 BlackRock Advisors (UK) Limited on mkt sell 2.81 AUD ORD -85,372 -85,372
18-Mar-24 BlackRock Investment Management on mkt sell 2.81 AUD ORD -5,743 -5,743
(Australia) Limited
18-Mar-24 BlackRock Advisors (UK) Limited collateral transfer n/a AUD ORD -574,895 -574,895
19-Mar-24 BlackRock Fund Advisors in specie n/a AUD ORD -7,251 -7,251
19-Mar-24 BlackRock Fund Advisors in specie n/a AUD ORD -16,919 -16,919
19-Mar-24 BlackRock Investment Management on mkt buy 2.79 AUD ORD 4,914 4,914
(Australia) Limited
19-Mar-24 BlackRock Investment Management on mkt buy 2.79 AUD ORD 3,276 3,276
(Australia) Limited
19-Mar-24 BlackRock Advisors (UK) Limited on mkt buy 2.79 AUD ORD 3,058 3,058
20-Mar-24 BlackRock Fund Advisors in specie n/a AUD ORD -4,832 -4,832
20-Mar-24 BlackRock Fund Advisors in specie n/a AUD ORD -7,248 -7,248
20-Mar-24 BlackRock Japan Co., Ltd. on mkt buy 2.78 AUD ORD 44,318 44,318
20-Mar-24 BlackRock Advisors (UK) Limited on mkt buy 2.78 AUD ORD 9,174 9,174
21-Mar-24 BlackRock Asset Management Canada on mkt buy 2.93 AUD ORD 223,106 223,106
Limited
21-Mar-24 BlackRock Investment Management on mkt buy 2.93 AUD ORD 891 891
(Australia) Limited
21-Mar-24 BlackRock Advisors (UK) Limited collateral transfer n/a AUD ORD 574,894 574,894
22-Mar-24 BlackRock Advisors (UK) Limited collateral transfer n/a AUD ORD -574,894 -574,894
25-Mar-24 BlackRock Investment Management on mkt sell 2.79 AUD ORD -8,736 -8,736
(Australia) Limited
25-Mar-24 BlackRock Investment Management on mkt buy 2.79 AUD ORD 5,971 5,971
(Australia) Limited
25-Mar-24 BlackRock Investment Management on mkt buy 2.79 AUD ORD 3,235 3,235
(Australia) Limited
25-Mar-24 BlackRock Fund Advisors in specie n/a AUD ORD -4,832 -4,832
26-Mar-24 BlackRock Fund Advisors in specie n/a AUD ORD -28,968 -28,968
27-Mar-24 BlackRock Fund Advisors in specie n/a AUD ORD -7,245 -7,245
27-Mar-24 BlackRock Fund Advisors on mkt buy 2.88 AUD ORD 365,508 365,508
27-Mar-24 BlackRock Investment Management on mkt buy 2.91 AUD ORD 6,552 6,552
(Australia) Limited
27-Mar-24 BlackRock Advisors (UK) Limited on mkt buy 2.91 AUD ORD 7,075 7,075
27-Mar-24 BlackRock Investment Management on mkt buy 2.91 AUD ORD 46,579 46,579
(Australia) Limited
28-Mar-24 BlackRock Investment Management on mkt buy 2.93 AUD ORD 104,246 104,246
(Australia) Limited
28-Mar-24 BlackRock Investment Management on mkt sell 2.92 AUD ORD -82,482 -82,482
(Australia) Limited
28-Mar-24 BlackRock Fund Advisors on mkt buy 2.93 AUD ORD 55,500 55,500
28-Mar-24 BlackRock Institutional Trust Company, on mkt buy 2.93 AUD ORD 6,780 6,780
National Association
28-Mar-24 BlackRock Advisors (UK) Limited collateral transfer n/a AUD ORD 988,394 988,394
28-Mar-24 BlackRock Investment Management (UK) collateral transfer n/a AUD ORD 109,999 109,999
Limited
29-Mar-24 BlackRock Advisors (UK) Limited collateral transfer n/a AUD ORD -988,394 -988,394
01-Apr-24 BlackRock Investment Management (UK) collateral transfer n/a AUD ORD -109,999 -109,999
Limited
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EMR
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Nature of change (6) / Person's
Person whose relevant interest Class and number of
Date of Change Consideration given in relation to CCY votes
changed securities affected
change (7) affected
02-Apr-24 BlackRock Fund Advisors in specie n/a AUD ORD 7,700 7,700
02-Apr-24 BlackRock Investment Management on mkt buy 3.05 AUD ORD 65,090 65,090
(Australia) Limited
02-Apr-24 BlackRock Fund Advisors on mkt buy 3.04 AUD ORD 176,697 176,697
02-Apr-24 BlackRock Fund Advisors on mkt buy 3.04 AUD ORD 9,247 9,247
02-Apr-24 BlackRock Advisors (UK) Limited on mkt buy 3.05 AUD ORD 3,090 3,090
02-Apr-24 BlackRock Advisors (UK) Limited on mkt buy 3.05 AUD ORD 3,090 3,090
02-Apr-24 BlackRock Fund Advisors in specie n/a AUD ORD 12,705 12,705
03-Apr-24 BlackRock Investment Management on mkt buy 3.13 AUD ORD 13,650 13,650
(Australia) Limited
03-Apr-24 BlackRock Investment Management on mkt buy 3.13 AUD ORD 891 891
(Australia) Limited
03-Apr-24 BlackRock Investment Management on mkt buy 3.13 AUD ORD 7,098 7,098
(Australia) Limited
04-Apr-24 BlackRock Advisors, LLC on mkt sell 3.24 AUD ORD -47,107 -47,107
04-Apr-24 BlackRock Advisors (UK) Limited on mkt sell 3.20 AUD ORD -47,368 -47,368
04-Apr-24 BlackRock Fund Advisors in specie n/a AUD ORD -7,455 -7,455
05-Apr-24 BlackRock Japan Co., Ltd. on mkt sell 3.19 AUD ORD -8,953 -8,953
05-Apr-24 BlackRock Institutional Trust Company, on mkt buy 3.31 AUD ORD 264,846 264,846
National Association
05-Apr-24 BlackRock Investment Management on mkt buy 3.33 AUD ORD 50,155 50,155
(Australia) Limited
05-Apr-24 BlackRock Investment Management on mkt buy 3.33 AUD ORD 6,513 6,513
(Australia) Limited
05-Apr-24 BlackRock Advisors (UK) Limited on mkt buy 3.33 AUD ORD 9,018 9,018
08-Apr-24 BlackRock Fund Advisors in specie n/a AUD ORD -39,760 -39,760
08-Apr-24 BlackRock Investment Management on mkt buy 3.38 AUD ORD 4,544 4,544
(Australia) Limited
08-Apr-24 BlackRock Advisors (UK) Limited on mkt buy 3.38 AUD ORD 3,005 3,005
08-Apr-24 BlackRock Investment Management on mkt sell 3.38 AUD ORD -48,376 -48,376
(Australia) Limited
10-Apr-24 BlackRock Investment Management on mkt buy 3.46 AUD ORD 890 890
(Australia) Limited
10-Apr-24 BlackRock Advisors (UK) Limited collateral transfer n/a AUD ORD 108,120 108,120
11-Apr-24 BlackRock Japan Co., Ltd. on mkt sell 3.40 AUD ORD -42,351 -42,351
11-Apr-24 BlackRock Advisors (UK) Limited on mkt sell 3.60 AUD ORD -18,030 -18,030
11-Apr-24 BlackRock Advisors (UK) Limited on mkt buy 3.60 AUD ORD 4,194 4,194
11-Apr-24 BlackRock Fund Advisors on mkt buy 3.60 AUD ORD 43,194 43,194
11-Apr-24 BlackRock Advisors (UK) Limited collateral transfer n/a AUD ORD -108,120 -108,120
12-Apr-24 BlackRock Investment Management on mkt buy 3.59 AUD ORD 137,876 137,876
(Australia) Limited
12-Apr-24 BlackRock Fund Advisors in specie n/a AUD ORD 13,545 13,545
12-Apr-24 BlackRock Advisors (UK) Limited collateral transfer n/a AUD ORD 491,706 491,706
14-Apr-24 BlackRock Advisors (UK) Limited collateral transfer n/a AUD ORD -491,706 -491,706
15-Apr-24 BlackRock Capital Management, Inc. on mkt buy 3.56 AUD ORD 11,121 11,121
15-Apr-24 BlackRock Investment Management on mkt buy 3.56 AUD ORD 34,117 34,117
(Australia) Limited
15-Apr-24 BlackRock Advisors (UK) Limited collateral transfer n/a AUD ORD 374,881 374,881
16-Apr-24 BlackRock Japan Co., Ltd. on mkt sell 3.51 AUD ORD -7,044 -7,044
16-Apr-24 BlackRock Investment Management (UK) on mkt sell 3.51 AUD ORD -856,352 -856,352
Limited
16-Apr-24 BlackRock Fund Advisors on mkt buy 3.51 AUD ORD 134,107 134,107
16-Apr-24 BlackRock Advisors (UK) Limited on mkt sell 3.51 AUD ORD -75,050 -75,050
16-Apr-24 BlackRock Advisors (UK) Limited collateral transfer n/a AUD ORD -374,881 -374,881
17-Apr-24 BlackRock Investment Management on mkt buy 3.61 AUD ORD 890 890
(Australia) Limited
17-Apr-24 BlackRock Advisors (UK) Limited on mkt buy 3.61 AUD ORD 3,004 3,004
17-Apr-24 BlackRock Advisors (UK) Limited on mkt sell 3.61 AUD ORD -96,128 -96,128
17-Apr-24 BlackRock Advisors (UK) Limited collateral transfer n/a AUD ORD 310,604 310,604
18-Apr-24 BlackRock Investment Management in specie n/a AUD ORD 94,208 94,208
(Australia) Limited
18-Apr-24 BlackRock Investment Management on mkt buy 3.76 AUD ORD 4,376 4,376
(Australia) Limited
18-Apr-24 BlackRock Advisors (UK) Limited on mkt buy 3.76 AUD ORD 4,194 4,194
18-Apr-24 BlackRock Advisors (UK) Limited collateral transfer n/a AUD ORD -310,604 -310,604
19-Apr-24 BlackRock Fund Advisors in specie n/a AUD ORD -12,710 -12,710
19-Apr-24 BlackRock Japan Co., Ltd. on mkt sell 3.75 AUD ORD -9,216 -9,216
19-Apr-24 BlackRock Investment Management on mkt buy 3.64 AUD ORD 3,282 3,282
(Australia) Limited
22-Apr-24 BlackRock Financial Management, Inc. in specie n/a AUD ORD 110,201 110,201
22-Apr-24 BlackRock Japan Co., Ltd. on mkt sell 3.68 AUD ORD -4,652 -4,652
22-Apr-24 BlackRock Advisors (UK) Limited on mkt buy 3.62 AUD ORD 2,784 2,784
23-Apr-24 BlackRock Investment Management (UK) on mkt sell 3.43 AUD ORD -143,992 -143,992
Limited
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EMR
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Nature of change (6) / Person's
Person whose relevant interest Class and number of
Date of Change Consideration given in relation to CCY votes
changed securities affected
change (7) affected
23-Apr-24 BlackRock Investment Management (UK) on mkt sell 3.31 AUD ORD -200,983 -200,983
Limited
23-Apr-24 BlackRock Advisors (UK) Limited collateral transfer n/a AUD ORD 77,815 77,815
24-Apr-24 BlackRock Japan Co., Ltd. on mkt sell 3.43 AUD ORD -4,564 -4,564
24-Apr-24 BlackRock Investment Management (UK) on mkt sell 3.43 AUD ORD -10,478 -10,478
Limited
24-Apr-24 BlackRock Investment Management on mkt buy 3.41 AUD ORD 1,780 1,780
(Australia) Limited
24-Apr-24 BlackRock Advisors (UK) Limited on mkt sell 3.41 AUD ORD -6,004 -6,004
24-Apr-24 BlackRock Institutional Trust Company, on mkt buy 3.41 AUD ORD 785 785
National Association
25-Apr-24 BlackRock Advisors (UK) Limited collateral transfer n/a AUD ORD -77,815 -77,815
26-Apr-24 BlackRock Advisors, LLC on mkt sell 3.41 AUD ORD -66,170 -66,170
26-Apr-24 BlackRock Fund Advisors on mkt buy 3.41 AUD ORD 62,915 62,915
26-Apr-24 BlackRock Advisors (UK) Limited on mkt sell 3.41 AUD ORD -5,992 -5,992
26-Apr-24 BlackRock Advisors (UK) Limited collateral transfer n/a AUD ORD 77,815 77,815
29-Apr-24 BlackRock Investment Management on mkt buy 3.47 AUD ORD 189,598 189,598
(Australia) Limited
29-Apr-24 BlackRock Institutional Trust Company, on mkt buy 3.47 AUD ORD 228,639 228,639
National Association
30-Apr-24 BlackRock Institutional Trust Company, on mkt sell 3.54 AUD ORD -235,709 -235,709
National Association
30-Apr-24 BlackRock Institutional Trust Company, on mkt sell 3.54 AUD ORD -9,998 -9,998
National Association
30-Apr-24 BlackRock Fund Advisors on mkt sell 3.54 AUD ORD -8,701 -8,701
30-Apr-24 BlackRock Advisors (UK) Limited on mkt sell 3.54 AUD ORD -5,984 -5,984
30-Apr-24 BlackRock Institutional Trust Company, on mkt buy 3.54 AUD ORD 7,863 7,863
National Association
30-Apr-24 BlackRock Advisors (UK) Limited collateral transfer n/a AUD ORD -77,815 -77,815
01-May-24 BlackRock Advisors (UK) Limited on mkt sell 3.26 AUD ORD -14,960 -14,960
01-May-24 BlackRock Advisors (UK) Limited collateral transfer n/a AUD ORD 77,815 77,815
02-May-24 BlackRock Advisors, LLC on mkt sell 3.30 AUD ORD -38,281 -38,281
02-May-24 BlackRock Investment Management on mkt buy 3.32 AUD ORD 3,282 3,282
(Australia) Limited
02-May-24 BlackRock Advisors (UK) Limited collateral transfer n/a AUD ORD -77,815 -77,815
02-May-24 BlackRock Investment Management (UK) collateral transfer n/a AUD ORD 77,815 77,815
Limited
03-May-24 BlackRock Investment Management (UK) on mkt sell 3.35 AUD ORD -128,117 -128,117
Limited
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page 4 of 4
EMR
Annexure B
This is Annexure B of 2 pages referred to in form 604 Notice of change of interests of substantial shareholder
07-May-24 Emma Okoniewski, Date Authorised Signatory
4. Details of present registered holders
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|---|---|---|---|---|---|---|
|Holder of Relevant|Registered Holder of|Person entitled to be|Class and number of|Person's|Nature of|
|Interests|Securities|registered as holder (8)|Nature of Relevant Interest (6)|Securities|votes|Association|
|BlackRock Advisors (UK)|SSB-STATE STREET|Power to control the exercise of a right to vote attached to|ORD|3,512,956|3,512,956|Subsidiary of|
|Limited|DUBLIN|securities and/or the power to dispose of securities held|BlackRock, Inc.|
|in its capacity as investment manager, reponsible entity|
|or trustee.|
|BlackRock Advisors (UK)|STATE STREET BANK,|Power to control the exercise of a right to vote attached to|ORD|126,112|126,112|Subsidiary of|
|Limited|MUNICH, ZURICH|securities and/or the power to dispose of securities held|BlackRock, Inc.|
|BRANCH|in its capacity as investment manager, reponsible entity|
|or trustee.|
|BlackRock Advisors, LLC|BNYM-THE BANK OF|Power to control the exercise of a right to vote attached to|ORD|277,046|277,046|Subsidiary of|
|NEW YORK|securities and/or the power to dispose of securities held|BlackRock, Inc.|
|in its capacity as investment manager, reponsible entity|
|or trustee.|
|BlackRock Asset|SSB-STATE STREET|Power to control the exercise of a right to vote attached to|ORD|223,106|223,106|Subsidiary of|
|Management Canada|SACRAMENTO|securities and/or the power to dispose of securities held|BlackRock, Inc.|
|Limited|in its capacity as investment manager, reponsible entity|
|or trustee.|
|BlackRock Capital|STATE STREET BANK,|Power to control the exercise of a right to vote attached to|ORD|11,121|11,121|Subsidiary of|
|Management, Inc.|MUNICH, ZURICH|securities and/or the power to dispose of securities held|BlackRock, Inc.|
|BRANCH|in its capacity as investment manager, reponsible entity|
|or trustee.|
|BlackRock Financial|SSB-SSB NEW YORK|Power to control the exercise of a right to vote attached to|ORD|140,924|140,924|Subsidiary of|
|Management, Inc.|INSTITUTIONAL|securities and/or the power to dispose of securities held|BlackRock, Inc.|
|in its capacity as investment manager, reponsible entity|
|or trustee.|
|BlackRock Fund Advisors|SSB-STATE STREET|Power to control the exercise of a right to vote attached to|ORD|155,142|155,142|Subsidiary of|
|BANK, BOSTON|securities and/or the power to dispose of securities held|BlackRock, Inc.|
|in its capacity as investment manager, reponsible entity|
|or trustee.|
|BlackRock Fund Advisors|SSB-STATE STREET|Power to control the exercise of a right to vote attached to|ORD|5,569,539|5,569,539|Subsidiary of|
|SACRAMENTO|securities and/or the power to dispose of securities held|BlackRock, Inc.|
|in its capacity as investment manager, reponsible entity|
|or trustee.|
|BlackRock Institutional|BNYM-THE BANK OF|Power to control the exercise of a right to vote attached to|ORD|172,122|172,122|Subsidiary of|
|Trust Company, National|NEW YORK|securities and/or the power to dispose of securities held|BlackRock, Inc.|
|Association|in its capacity as investment manager, reponsible entity|
|or trustee.|
|BlackRock Institutional|JPM-JP MORGAN CHASE|Power to control the exercise of a right to vote attached to|ORD|3,327,929|3,327,929|Subsidiary of|
|Trust Company, National|- NEW YORK|securities and/or the power to dispose of securities held|BlackRock, Inc.|
|Association|in its capacity as investment manager, reponsible entity|
|or trustee.|
|BlackRock Institutional|SSB-SSB NEW YORK|Power to control the exercise of a right to vote attached to|ORD|81,499|81,499|Subsidiary of|
|Trust Company, National|INSTITUTIONAL|securities and/or the power to dispose of securities held|BlackRock, Inc.|
|Association|in its capacity as investment manager, reponsible entity|
|or trustee.|
|BlackRock Investment|JPM-JPM CHASE -|Power to control the exercise of a right to vote attached to|ORD|3,259,474|3,259,474|Subsidiary of|
|Management (Australia)|SYDNEY|securities and/or the power to dispose of securities held|BlackRock, Inc.|
|Limited|in its capacity as investment manager, reponsible entity|
|or trustee.|
|BlackRock Investment|NAB-NATIONAL|Power to control the exercise of a right to vote attached to|ORD|526,305|526,305|Subsidiary of|
|Management (Australia)|AUSTRALIA BANK|securities and/or the power to dispose of securities held|BlackRock, Inc.|
|Limited|LIMITED - MELBOURNE|in its capacity as investment manager, reponsible entity|
|or trustee.|
|BlackRock Investment|Northern Trust Singapore|Power to control the exercise of a right to vote attached to|ORD|1,215,495|1,215,495|Subsidiary of|
|Management (Australia)|securities and/or the power to dispose of securities held|BlackRock, Inc.|
|Limited|in its capacity as investment manager, reponsible entity|
|or trustee.|
|BlackRock Investment|BNYM-BANK OF NY|Power to control the exercise of a right to vote attached to|ORD|357,663|357,663|Subsidiary of|
|Management (UK) Limited|BRUS|securities and/or the power to dispose of securities held|BlackRock, Inc.|
|in its capacity as investment manager, reponsible entity|
|or trustee.|
|BlackRock Investment|BNYM-BONY EUROPE -|Power to control the exercise of a right to vote attached to|ORD|5,323,660|5,323,660|Subsidiary of|
|Management (UK) Limited|LONDON|securities and/or the power to dispose of securities held|BlackRock, Inc.|
|in its capacity as investment manager, reponsible entity|
|or trustee.|
|BlackRock Investment|BNYM-BONY|Power to control the exercise of a right to vote attached to|ORD|17,335,893|17,335,893|Subsidiary of|
|Management (UK) Limited|LUXEMBOURG|securities and/or the power to dispose of securities held|BlackRock, Inc.|
|in its capacity as investment manager, reponsible entity|
|or trustee.|
|BlackRock Investment|CITI-CITIBANK, LONDON|Power to control the exercise of a right to vote attached to|ORD|2,075,525|2,075,525|Subsidiary of|
|Management (UK) Limited|securities and/or the power to dispose of securities held|BlackRock, Inc.|
|in its capacity as investment manager, reponsible entity|
|or trustee.|
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Holder of Relevant Registered Holder of Person entitled to be Class and number of Person's Nature of
Interests Securities registered as holder (8) Nature of Relevant Interest (6) Securities votes Association
BlackRock Investment HSBC-HSBC Power to control the exercise of a right to vote attached to ORD 902,077 902,077 Subsidiary of
Management (UK) Limited DUSSELDORF securities and/or the power to dispose of securities held BlackRock, Inc.
in its capacity as investment manager, reponsible entity
or trustee.
BlackRock Investment NT-NORTHERN TRUST Power to control the exercise of a right to vote attached to ORD 101,149 101,149 Subsidiary of
Management (UK) Limited UK securities and/or the power to dispose of securities held BlackRock, Inc.
in its capacity as investment manager, reponsible entity
or trustee.
BlackRock Japan Co., Ltd. CITI-CITIBANK, LONDON Power to control the exercise of a right to vote attached to ORD 832,185 832,185 Subsidiary of
securities and/or the power to dispose of securities held BlackRock, Inc.
in its capacity as investment manager, reponsible entity
or trustee.
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Annexure C
This is Annexure C of 1 page referred to in form 604 Notice of change of interests of substantial shareholder
07-May-24 Emma Okoniewski, Date Authorised Signatory
7. Addresses
The addresses of persons named in this form are as follows:
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|||
|---|---|
|Name|Address|
|BlackRock Group|
|BlackRock Inc.|50 Hudson Yards|
|New York, NY 10001 USA|
|BlackRock Advisors (UK) Limited|12 Throgmorton Avenue.|
|London, EC2N 2DL,|
|United Kingdom|
|BlackRock Advisors, LLC|251 Little Falls Dr|
|Wilmington, DE 19808-1674|
|BlackRock Asset Management Canada Limited|161 Bay Street, Suite 2500|
|Toronto, Ontario M5J 2S1|
|Canada|
|BlackRock Capital Management, Inc.|251 Little Falls Dr|
|Wilmington, DE 19808-1674|
|BlackRock Financial Management, Inc.|251 Little Falls Dr|
|Wilmington, DE 19808-1674|
|BlackRock Fund Advisors|400 Howard Street|
|San Francisco, CA, 94105|
|United States|
|BlackRock Institutional Trust Company, National|1225 17th Street,|
|Association|Suite 300,|
|Denver, CO 80202 (Colorado, USA)|
|BlackRock Investment Management (Australia) Limited|Level 37 Chifley Tower, 2 Chifley Square,|
|Sydney NSW 2000|
|Australia|
|BlackRock Investment Management (UK) Limited|12 Throgmorton Avenue|
|London EC2N 2DL|
|United Kingdom|
|BlackRock Japan Co., Ltd.|Marunouchi Trust Tower Main,|
|1-8-3 Marunouchi,|
|Chiyoda-ku, Tokyo 100-8217 (Japan)|
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Annexure D
This is Annexure D of 3 pages referred to in form 604 Notice of change of interests of substantial shareholder
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07-May-2024
Emma Okoniewski, Authorised Signatory Date
Type of agreement: Global Master Securities Lending Agreement, Overseas
Securities Lending Agreement or Master Securities Lending
Agreement.
Parties to agreement: The relevant counterparty as described in the lists of Securities
Lending Agreements entered into by BlackRock Advisors
Limited and BlackRock Institutional Trust Corporation, N.A.,
respectively, on the following page.
Transfer date: The date of the relevant transaction identified as a collateral
transfer referred to in Annexure A.
Holder of voting rights: The Borrower.
Are there any restrictions on voting rights? Yes. Collateral is held through a tripartite structure under which
the triparty collateral manager will not act in respect of voting
If yes, detail rights unless it receives instructions to do so from the Borrower.
Scheduled return date (if any): The date of the relevant transaction referred to in Annexure A.
Does the borrower have the right to return Yes.
early?
The Borrower is entitled to substitute existing collateral with
other equities at any time.
If yes, detail
Does the lender have the right to recall early? Yes, at notice.
If yes, detail
Will the securities be returned on settlement? Yes.
If yes, detail any exceptions
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A copy of the relevant agreement will be provided to EMERALD RESOURCES NL or the Australian Securities and Investments Commission upon request.
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Securities Lending Agreements
Agreements entered into between BlackRock Advisors Limited and each of the following counterparties:
-
(a) Bank of Nova Scotia, London Branch GMSLA, 25 August 2011 (b) Barclays Bank plc GMSLA, 9 April 2104
-
(c) Barclays Capital Securities Limited GMSLA, 2 December 2012 (d) BNP Paribas Arbitrage GMSLA, 30 May 2013
-
(e) BNP Paribas GMSLA, 8 May 2007
-
(f) Citigroup Global Markets Limited GMSLA, 18 January 2007
-
(g) Credit Suisse AG, Dublin Branch GMSLA, 28 September 2015
-
(h) Credit Suisse International GMSLA, 10 March 2014
-
(i) Credit Suisse Securities (Europe) Limited GMSLA, 26 August 2015
-
(j) Deutsche Bank AG, London Branch GMSLA, 25 August 2017
-
(k) Goldman Sachs International GMSLA, 2nd August 2022
-
(l) HSBC Bank plc GMSLA GMSLA, 27 October 2016
-
(m) ING Bank N.V. GMSLA, 12 November 2018
-
(n) J.P. Morgan Securities plc GMSLA, 12 July 2011 (o) Macquarie Bank Limited GMSLA, 18 August 2014
-
(p) Merrill Lynch International GMSLA, 3 February 2020
-
(q) Morgan Stanley & Co International plc GMSLA, 9 June 2021
-
(r) Natixis SA GMSLA, 29 January 2018
-
(s) Nomura International plc GMSLA, 2 November 2011
-
(t) Royal Bank of Canada Europe Limited GMSLA, 3 February 2017
-
(u) Royal Bank of Scotland plc (renamed to Natwest Markets Plc) GMSLA, 1 April 2011
-
(v) Santander UK Plc GMSLA, 25 January 2019
-
(w) Societe Generale GMSLA, 27 January 2012
-
(x) UBS AG GMSLA, 28 April 2016
-
(y) UBS Europe SE GMSLA, 1 February 2019
-
(z) BAL/Banco Santander, S.A. GMSLA, 30 April 2019
-
(aa) Canadian Imperial Bank of Commerce, London Branch GMSLA, 21 June 2019
-
(bb) Zürcher Kantonalbank GMSLA, 30 October 2019
-
(cc) The Hongkong and Shanghai Banking Corporation Limited GMSLA, 7 February 2020 (dd) BNP Paribas Prime Brokerage International Limited GMSLA 19 October 2021
-
(ee) Jefferies International Limited GMLSA 22 June 2023
Agreements entered into by BlackRock Institutional Trust Corporation, N.A. and each of the following counterparties:
-
a. Bank of Nova Scotia GMSLA, December 6, 2016
-
b. Barclays Bank plc GMSLA, April 24, 2017
-
c. Barclays Capital Securities Limited GMSLA, March 15, 2017
-
d. BNP Paribas Arbitrage GMSLA, June 5, 2017
-
e. Citigroup Global Markets Limited GMSLA, June 3, 2015
-
f. Credit Suisse AG, Dublin Branch GMSLA, October 14, 2015
-
g. Credit Suisse International GMSLA, April 4, 2020
-
h. Credit Suisse Securities (Europe) Limited GMSLA, October 2, 2015
-
i. Deutsche Bank AG, London Branch GMSLA, June 7, 2017
-
j. Goldman Sachs International GMSLA, February 20, 2023
-
k. HSBC Bank plc GMSLA, February 12, 2013
-
l. J.P. Morgan Securities plc GMSLA, October 4, 2016
-
m. J.P. Morgan Securities plc GMSLA (Pledge), July 1, 2020
-
n. Macquarie Bank Limited GMSLA, October 3, 2016
-
o. Merrill Lynch International GMSLA, February 19, 2014
-
p. Morgan Stanley & Co International plc GMSLA, November 16, 2021
-
q. Nomura International plc GMSLA 03 August 2018
-
r. Societe Generale GMSLA, September 28, 2016
-
s. UBS AG GMSLA, May 26, 2016
-
t. UBS AG GMSLA (Pledge), June 2, 2020
-
u. UBS Europe SE GMSLA, 1 February 2019
-
v. The Hongkong and Shanghai Banking Corporation Limited GMSLA, 22 February 2019
-
w. RBC Europe Limited GMSLA, 4 February 2019
-
x. ING BANK N.V. GMSLA, 27 February, 2019
-
y. BANCO SANTANDER, S.A. GMSLA, 11 September, 2019 z. Credit Suisse A.G., Singapore Branch GMSLA, 25 October, 2019
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aa. Natixis S.A. GMSLA, November 21, 2019. bb. CREDIT SUISSE INTERNATIONAL GMSLA, 4 April 2020 cc. BNP Paribas Prime Brokerage International Limited GMSLA 22 November 2021
These counterparties do not pledge Australian equities:
- (a) Merrill Lynch, Pierce, Fenner Smith Incorporated
These counterparties do not have any business with us anymore although may have done previously: (a) Morgan Stanley Securities Limited (No Business) OSLA 15 March 1999
Royal Bank of Scotland N.V. GMSLA, 12 October 2011 – No Business, superseded by Royal Bank of Scotland PLC
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