EMERALD RESOURCES NL — Major Shareholding Notification 2016

Sep 5, 2016

page 1 /4

1 5 July20 0 1

60 4

Form 60 4

Corporation s Act 20 0 1 Section 671 B

Notice ofch an ge ofin terests ofsub stan tial h older

To Com pan yN am e/Sch em e Ren aissan ce M in erals Lim ited ACN /ARSN A CN 1 41 1 96 545

1 . Details ofsub stan tial h older(1 )

Form 60 4 Corporation s Act 20 0 1 Section 671 B Notice ofch an ge ofin terests ofsub stan tial h older	Form 60 4 Corporation s Act 20 0 1 Section 671 B Notice ofch an ge ofin terests ofsub stan tial h older
ToCom pan yN am e/Sch em e Ren aissan ce M in eralsLim ited ACN /ARSN ACN 1 41 196 545 1 . Details ofsub stan tial h older(1 )
N am e ACN /ARSN (ifapplicab le)	Em eraldResourcesN L (EMR)
	ACN 0 0 9 795 0 46
Th ere w as a ch an ge in th e in terests ofth e sub stan tial h olderon 0 5/0 9/16 Th e prev ious n otice w as giv en toth e com pan y on 0 5/0 9/16 Th e prev ious n otice w as dated 0 5/0 9/1 6 2. Prev ious an d presen t v otin g pow er Th e total n um b erofv otes attach ed toall th e v otin g sh ares in th e com pan yorv otin g in terests in th e sch em e th at th e sub stan tial h olderoran associate (2) h ad a relev an t in terest (3) in w h en last required, an d w h en n ow required, togiv e a sub stan tial h oldin g n otice toth e com pan yorsch em e, are as follow s: Class ofsecurities (4) Prev ious n otice Presen t n otice Person ’s v otes Votin g pow er(5) Person ’s v otes Votin g pow er(5) Ordin arysh ares 20 0 ,1 98,857 34.85% 20 6,862,30 1 36.0 1 % 3. Ch an ges in relev an t in terests Particulars ofeach ch an ge in , orch an ge in th e n ature of, a relev an t in terest ofth e sub stan tial h olderoran associate in v otin g securities ofth e com pan yorsch em e, sin ce th e sub stan tial h olderw as last required togiv e a sub stan tial h oldin g n otice toth e com pan yare as follow s: Date of ch an ge Person w h ose relev an t in terest ch an ged N ature of ch an ge (6) Con sideration giv en in relation to ch an ge (7) Class an d n um b erof securities affected Person ’s v otes affected 1 Septem b er 20 1 6 Em erald Resources N L Acquisition ofa relev an t in terest in Ren aissan ce M in erals Lim ited (RNS) ordin arysh ares as a result of EM R receiv in g acceptan ces to its tak eov er offerdated 24 August 20 1 6 (Tak eov er Offer) 1 .55 EM R sh ares forev ery1 RN S Sh are, as perth e Tak eov erOffer 6,663,444 ordin arysh ares 6,663,444 ordin ary sh ares 4. Presen t relev an t in terests Particulars ofeach relev an t in terest ofth e sub stan tial h olderin v otin g securities afterth e ch an ge are as follow s: Holderof relev an t in terest Registered h olderof securities Person en titled to b e registered as h older(8) N ature ofrelev an t in terest (6) Class an d n um b erof securities Person ’s v otes

Holderof relev an t in terest	Registered h olderof securities	Person en titled to b e registered as h older(8)	N ature ofrelev an t in terest (6)	Class an d n um b erof securities	Person ’s v otes
Em erald Resources N L	Th e parties listed in An n exure A	Th e parties listed in An n exure A	Relev an t in terest un der section 60 8(1 )(c) an d/orsection 60 8(8)	54,0 96,90 2 ordin arysh ares	9.42%

			ofth e Corporation s Act, b ein g a relev an t in terest arisin g un der th e Pre-Bid Deeds. A copyofa Pre-Bid Deed is attach ed toEM R’s Form 60 4 –N otice of ch an ge in in terests of sub stan tial h older dated20 July2016
Em erald Resources N L	Em erald Resources N L	Em erald Resources N L	Relev an t in terest un der section 60 8(1 )(a) ofth e Corporation s Act as th e h olderofth e shares	57,444,445 ordin arysh ares	1 0 %
Em erald Resources N L	Sh areh olders of RN S w h oh av e accepted offers pursuan t toth e TakeoverOffer	Em erald Resources N L sub ject toth e term s ofth e Tak eov erOffer	Relev an t in terest un der section 60 8(8) ofth e Corporation s Act, as a result ofacceptan ce of the TakeoverOffer	95,320 ,954 ordin arysh ares	1 6.59%

5. Ch an ges in association

Th e person s w h oh av e b ecom e associates (2) of, ceased tob e associates of, orh av e ch an ged th e n ature ofth eirassociation (9) w ith , th e sub stan tial h olderin relation tov otin g in terests in th e com pan yorsch em e are as follow s:

	Nam e an dACN/ARSN (ifapplicable)		Nature ofassociation
	N /A		N /A
	ses
	sses ofperson s n am ed in th is form are as follow s:
	N am e		Address
	Em erald Resources N L		1 1 1 0 HayStreet, W est Perth , W A, 60 0 5
	Ren aissan ce M in erals Ltd		78 Ch urch ill Av en ue, Sub iaco, W A, 60 0 8

6. Addresses

Th e addresses ofperson s n am ed in th is form are as follow s:

Sign ature

prin t n am e M organ Hart Director
sign h ere
date 6/ 0 9/20 1 6
DIRECTIONS
rofsub stan tial h olders w ith sim ilarorrelated relev an t in terests (eg. a corporation an d its related corporation s, orth e
ofan equitytrust), th e n am es could b e in cluded in an an n exure toth e form . Ifth e relev an t in terests ofa group ofperson s
r, th eym ayb e referred toth rough out th e form as a specificallyn am ed group ifth e m em b ersh ip ofeach group, w ith th e
s ofm em b ers is clearlyset out in paragraph 6 ofth e form .
“associate”in section 9 ofth e Corporation s Act 20 0 1 .
“relev an t in terest”in section s 60 8 an d 671 B(7) ofth e Corporation s Act 20 0 1 .
fa com pan ycon stitute on e class un less div ided in toseparate classes.
iv ided b yth e total v otes in th e b odycorporate orsch em e m ultiplied b y1 0 0 .
greem en t oroth ercircum stan ces b ecause ofw h ich th e ch an ge in relev an t in terest occurred. Ifsub section 671 B(4) applies,
docum en t settin g out th e term s ofan yrelev an t agreem en t, an d a statem en t b yth e person giv in g full an d accurate details of
sch em e orarran gem en t, m ust accom pan yth is form , togeth erw ith a w ritten statem en t certifyin g th is con tract, sch em e or
an d
on ofth e pow erofa person toexercise, con trol th e exercise of, orin fluen ce th e exercise of, th e v otin g pow ers ordisposal of
tow h ich th e relev an t in terest relates (in dicatin g clearlyth e particularsecurities tow h ich th e qualification applies).
“relev an t agreem en t”in section 9 ofth e Corporation s Act 20 0 1 .
eration m ust in clude an yan d all b en efits, m on eyan d oth er, th at an yperson from w h om a relev an t in terest w as acquired h as,
itled toreceiv e in relation toth at acquisition . Details m ust b e in cluded ev en ifth e b en efit is con dition al on th e h appen in g or
. Details m ust b e in cluded ofan yb en efit paid on b eh alfofth e sub stan tial h olderorits associate in relation toth e
th eyare n ot paid directlytoth e person from w h om th e relev an t in terest w as acquired.
deris un ab le todeterm in e th e iden tifyofth e person (eg. ifth e relev an t in terest arises b ecause ofan option ) w rite “un k n ow n ”.
priate,ofth e presen t association an d an ych an ge in th at association sin ce th e last sub stan tial h oldin gn otice.

sign h ere

• (1) Ifth ere are a n um b erofsub stan tial h olders w ith sim ilarorrelated relev an t in terests (eg. a corporation an d its related corporation s, orth e m an ageran d trustee ofan equitytrust), th e n am es could b e in cluded in an an n exure toth e form . Ifth e relev an t in terests ofa group ofperson s are essen tiallysim ilar, th eym ayb e referred toth rough out th e form as a specificallyn am ed group ifth e m em b ersh ip ofeach group, w ith th e n am es an d addresses ofm em b ers is clearlyset out in paragraph 6 ofth e form .

• (2) See th e defin ition of“associate”in section 9 ofth e Corporation s Act 20 0 1 .

• (3) See th e defin ition of“relev an t in terest”in section s 60 8 an d 671 B(7) ofth e Corporation s Act 20 0 1 .

• (4) Th e v otin g sh ares ofa com pan ycon stitute on e class un less div ided in toseparate classes.

• (5) Th e person ’s v otes div ided b yth e total v otes in th e b odycorporate orsch em e m ultiplied b y1 0 0 .

• (6) Include details of:

• (a) an yrelev an t agreem en t oroth ercircum stan ces b ecause ofw h ich th e ch an ge in relev an t in terest occurred. Ifsub section 671 B(4) applies, a copyofan ydocum en t settin g out th e term s ofan yrelev an t agreem en t, an d a statem en t b yth e person giv in g full an d accurate details of an ycon tract, sch em e orarran gem en t, m ust accom pan yth is form , togeth erw ith a w ritten statem en t certifyin g th is con tract, sch em e or arran gem en t;an d

• (b ) an yqualification ofth e pow erofa person toexercise, con trol th e exercise of, orin fluen ce th e exercise of, th e v otin g pow ers ordisposal of th e securities tow h ich th e relev an t in terest relates (in dicatin g clearlyth e particularsecurities tow h ich th e qualification applies).

See th e defin ition of“relev an t agreem en t”in section 9 ofth e Corporation s Act 20 0 1 .

• (7) Details ofth e con sideration m ust in clude an yan d all b en efits, m on eyan d oth er, th at an yperson from w h om a relev an t in terest w as acquired h as, orm ay, b ecom e en titled toreceiv e in relation toth at acquisition . Details m ust b e in cluded ev en ifth e b en efit is con dition al on th e h appen in g or n ot ofa con tin gen cy. Details m ust b e in cluded ofan yb en efit paid on b eh alfofth e sub stan tial h olderorits associate in relation toth e acquisition s, ev en ifth eyare n ot paid directlytoth e person from w h om th e relev an t in terest w as acquired.

• (8) Ifth e sub stan tial h olderis un ab le todeterm in e th e iden tifyofth e person (eg. ifth e relev an t in terest arises b ecause ofan option ) w rite “un k n ow n ”.

• (9) Giv e details, ifappropriate, ofth e presen t association an d an ych an ge in th at association sin ce th e last sub stan tial h oldin g n otice.

An n exure A toForm 60 4 –Notice ofch an ge ofin terests ofsub stan tial h older Em erald Resources NL ACN 0 0 9 795 0 46

Th is is An n exure A of1 page referred toth e Form 60 4 sign ed b ym e on th e date n oted b elow .

==> picture [82 x 35] intentionally omitted <==

Sign ature Prin t n am e: M organ Hart Capacity:Director Date:6 Septem b er20 1 6

Holder	ACN	Class an d n um b erofsecurities	Person 's votes
M ark et W atch PtyLtd < R Gardn er SuperFun dA/C>	607832628	350 ,0 0 0	0.0 6%
M rSim on Dav id Yeoan d M rs Jen n ifer Dale Yeo< Cape Superan n uation Fun d A/C>		70 0 ,0 0 0	0.1 2%
M rRob ertHirzel Black		50 0 ,0 0 0	0.0 9%
Teth yan Holdin gs PtyLtd < Teth yan In vestm en tA/C>	1 19 850 725	1,480 ,0 0 0	0.26%
M rK ee K hooSeah		8,333,333	1 .45%
Attrition Holdin gsPtyLtd	0 56447 280	570 ,0 0 0	0.10 %
BN M Holdin gs PtyLtd < BJD Beresford Fam ilyA/C>	107 483 31 2	1,490 ,0 0 0	0.26%
M rAn drew M cK en zie an d M rs Cath erin e M cK en zie < A W M cK en zie SuperFun dA/C>		920 ,0 0 0	0.16%
M utual In v estm en ts PtyLtd < M itch ell Fam ilyA/C>	0 63 869410	3,333,333	0.58%
M rs JodiClayton		1,490 ,0 0 0	0.26%
M rsMelan ie Jan e Chessell		1,490 ,0 0 0	0.26%
In kese PtyLtd	0 0 9294071	2,10 0 ,0 0 0	0.37%
M rsEm m a Jan e Woods		1,490 ,0 0 0	0.26%
ZeroNom in eesPtyLtd	0 91 927981	27,610 ,236	4.81%
ZeroNom in eesPtyLtd	0 91 927981	1,490 ,0 0 0	0.26%
M rs Catherin e PatriciaMcK en zie		750 ,0 0 0	0.13%