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Emerald Holding, Inc. — Director's Dealing 2019
Aug 9, 2019
32222_dirs_2019-08-08_480f7b1f-d06a-4a4c-8cf7-3881c5f98346.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Emerald Expositions Events, Inc. (EEX)
CIK: 0001579214
Period of Report: 2019-08-01
Reporting Person: Pagel Brian (Executive Vice President)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 36312 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $12.47 | 2029-03-14 | Common Stock (17859) | Direct | |
| Stock Option (Right to Buy) | $16.50 | 2028-09-18 | Common Stock (34906) | Direct | |
| Stock Option (Right to Buy) | $22.08 | 2028-01-22 | Common Stock (25694) | Direct | |
| Stock Option (Right to Buy) | $12.00 | 2025-08-26 | Common Stock (7250) | Direct | |
| Stock Option (Right to Buy) | $16.00 | 2025-08-26 | Common Stock (2375) | Direct | |
| Stock Option (Right to Buy) | $10.40 | 2025-03-09 | Common Stock (4875) | Direct | |
| Stock Option (Right to Buy) | $12.00 | 2025-03-09 | Common Stock (2500) | Direct | |
| Stock Option (Right to Buy) | $16.00 | 2025-03-09 | Common Stock (2500) | Direct | |
| Stock Option (Right to Buy) | $8.00 | 2023-10-16 | Common Stock (4283) | Direct | |
| Stock Option (Right to Buy) | $12.00 | 2023-10-16 | Common Stock (6750) | Direct | |
| Stock Option (Right to Buy) | $16.00 | 2023-10-16 | Common Stock (1350) | Direct |
Footnotes
F1: Includes 31,041 unvested restricted stock units.
F2: Subject to the reporting person's continued employment with the issuer through the applicable vesting date, this option will vest as to 25% on each of March 14, 2020, March 14, 2021, March 14, 2022 and March 14, 2023. Notwithstanding the foregoing, upon a Change in Control (as defined in the Emerald Expositions Events, Inc. 2017 Omnibus Equity Plan) and the termination of the reporting person without cause within three months before or 18 months after the Change in Control, all then-unvested stock options shall become fully vested.
F3: Subject to the reporting person's continued employment with the issuer through the applicable vesting date, this option will vest as to 25% on each of September 18, 2019, September 18, 2020, September 18, 2021 and September 18, 2022. Notwithstanding the foregoing, upon a Change in Control (as defined in the Emerald Expositions Events, Inc. 2017 Omnibus Equity Plan), all then-unvested stock options shall become fully vested.
F4: This option is vested with respect to 6,424 underlying shares and, subject to the reporting person's continued employment with the issuer through the applicable vesting date, will vest with respect to the remaining 19,270 underlying shares in equal installments on January 22, 2020, January 22, 2021 and January 22, 2022. Notwithstanding the foregoing, upon a Change in Control (as defined in the Emerald Expositions Events, Inc. 2017 Omnibus Equity Plan), all then-unvested stock options shall become fully vested.
F5: This option is vested with respect to 4,350 underlying shares and, subject to the reporting person's continued employment with the issuer through the applicable vesting date, will vest with respect to the remaining 2,900 underlying shares in equal installments on August 26, 2019 and August 26, 2020. Notwithstanding the foregoing, upon a Change in Control (as defined in the Amended and Restated Expo Event Holdco, Inc. 2013 Stock Option Plan), all then-unvested stock options shall become fully vested.
F6: This option is vested with respect to 1,425 underlying shares and, subject to the reporting person's continued employment with the issuer through the applicable vesting date, will vest with respect to the remaining 950 underlying shares in equal installments on August 26, 2019 and August 26, 2020. Notwithstanding the foregoing, upon a Change in Control (as defined in the Amended and Restated Expo Event Holdco, Inc. 2013 Stock Option Plan), all then-unvested stock options shall become fully vested.
F7: This option is vested with respect to 3,900 underlying shares and, subject to the reporting person's continued employment with the issuer through the applicable vesting date, will vest with respect to the remaining 975 underlying shares on March 9, 2020. Notwithstanding the foregoing, upon a Change in Control (as defined in the Amended and Restated Expo Event Holdco, Inc. 2013 Stock Option Plan), all then-unvested stock options shall become fully vested.
F8: This option is vested with respect to 2,000 underlying shares and, subject to the reporting person's continued employment with the issuer through the applicable vesting date, will vest with respect to the remaining 500 underlying shares on March 9, 2020. Notwithstanding the foregoing, upon a Change in Control (as defined in the Amended and Restated Expo Event Holdco, Inc. 2013 Stock Option Plan), all then-unvested stock options shall become fully vested.
F9: These options are fully vested and exercisable.