Major Shareholding Notification • Dec 28, 2012
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Download Source FileSC 13G/A 1 d461702dsc13ga.htm SC 13G/A SC 13G/A
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13G
(Rule 13d-102)
Under the Securities Exchange Act of 1934
(Amendment No. 2)*
ALGONQUIN POWER & UTILITIES CORP.
(Name of Issuer)
Common Shares
(Title of Class of Securities)
015857105
(CUSIP Number)
December 27, 2012
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
¨ Rule 13d-1(b)
x Rule 13d-1(c)
¨ Rule 13d-1(d)
The information required in the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act, but shall be subject to all other provisions of the Act (however, see the Notes).
| 1. | Name of Reporting Persons. I.R.S. Identification
Nos. of above persons (entities only). Emera
Incorporated | |
| --- | --- | --- |
| 2. | Check the Appropriate Box if a
Member of a Group (See Instructions) (a) ¨ (b) ¨ | |
| 3. | SEC USE ONLY | |
| 4. | CITIZENSHIP OR PLACE OF
ORGANIZATION: Nova Scotia,
Canada | |
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: | 5. | SOLE VOTING POWER 34,903,750 |
| | 6. | SHARED VOTING POWER 0 |
| | 7. | SOLE DISPOSITIVE POWER 34,903,750 |
| | 8. | SHARES DISPOSITIVE POWER 0 |
| 9. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 34,903,750 | |
| 10. | CHECK IF THE AGGREGATE AMOUNT IN
ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) ¨ | |
| 11. | PERCENT OF CLASS REPRESENTED BY
AMOUNT IN ROW 9: 19.9% | |
| 12. | TYPE OF REPORTING PERSON (SEE
INSTRUCTIONS) CO | |
| Item 1(a). | Name of Issuer |
|---|---|
| Algonquin Power & Utilities Corp. (the Issuer) | |
| Item 1(b). | Address of Issuers Principal Executive Offices |
| 2845 Bristol Circle Oakville, Ontario L6H 7H7 | |
| Item 2(a). | Name of Persons Filing |
| Emera Incorporated (Emera) | |
| Item 2(b). | Address of Principal Business Office or, if none, Residence |
| 1223 Lower Water St. Halifax, Nova Scotia B3J | |
| 3S8 | |
| Item 2(c). | Citizenship |
| See Item 4 of the cover page attached hereto. | |
| Item 2(d). | Title of Class of Securities |
| Common Shares | |
| Item 2(e). | CUSIP Number |
| 015857105 | |
| Item 3. | If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a : |
| Not applicable | |
| Item 4(a). | Amount Benefic ially Owned |
| See Item 9 of the attached cover page. | |
| Item 4(b). | Percent of class |
| See Item 11 of the attached cover page and Item 4(a) above. | |
| Item 4(c). | Number of shares as to which the person has : |
| (i) Sole power to vote or to direct the vote See Item 5 of the attached cover page (ii) Shared power to vote or to direct the vote See Item 6 of the attached cover page (iii) Sole power to dispose or to direct the disposition of See Item 7 of the attached cover page (iv) Shared power to dispose or to direct the disposition of See Item 8 of the attached cover page | |
| Item 5. | Ownership of Five Percent or Less of a Class |
| Not applicable | |
| Item 6. | Ownership of More than Five Percent on Behalf of Another Person |
| Not applicable |
| Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company |
|---|---|
| Not applicable | |
| Item 8. | Identification and Classification of Members of the Group |
| Not applicable | |
| Item 9. | Notice of Dissolution of Group . |
| Not applicable | |
| Item 10. | Certifications |
| By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect | |
| of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transactions having that purpose or effect. |
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Dated: December 27, 2012
| EMERA INCORPORATED | |
|---|---|
| By: | /s/ Stephen D. Aftanas |
| Name: | Stephen D. Aftanas |
| Title: | Corporate Secretary |
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