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Embecta Corp. — Director's Dealing 2022
May 13, 2022
32386_dirs_2022-05-12_65c94785-5cb7-4b11-b372-fd5fcc508a0a.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: Embecta Corp. (EMBC)
CIK: 0001872789
Period of Report: 2022-04-01
Reporting Person: Kumar Ajay (SVP and CHRO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-04-04 | Common Stock | A | 8907 | $0.00 | Acquired | 22456 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-04-01 | Stock Appreciation Rights | $27.97 | J | 4062 | Acquired | 2028-11-26 | Common Stock (4062) | Direct |
| 2022-04-01 | Stock Appreciation Rights | $29.48 | J | 10038 | Acquired | 2029-11-26 | Common Stock (10038) | Direct |
| 2022-04-01 | Stock Appreciation Rights | $26.28 | J | 16239 | Acquired | 2030-11-26 | Common Stock (16239) | Direct |
| 2022-04-01 | Stock Appreciation Rights | $26.28 | J | 4867 | Acquired | 2030-11-26 | Common Stock (4867) | Direct |
| 2022-04-01 | Stock Appreciation Rights | $28.31 | J | 28642 | Acquired | 2031-11-26 | Common Stock (28642) | Direct |
| 2022-04-04 | Stock Appreciation Rights | $31.40 | A | 27225 | Acquired | 2032-04-04 | Common Stock (27225) | Direct |
Footnotes
F1: This Form 4 is being amended to reflect a recalculation of the Time Vested Units ("TVUs") that the reporting person received on April 4, 2022 in connection with Embecta's spinoff from Becton, Dickinson and Company ("BD") on April 1, 2022.
F2: This Form 4 now includes 6,149 TVUs and 7,371 performance share units ("PSUs") that were received by the reporting person when he was employed by BD, which were later converted to Embecta TVUs in connection with Embecta's spinoff from BD on April 1, 2022, as well as 29 shares of Embecta that the reporting person received as a dividend in connection with the spinoff.
F3: This Form 4 now includes Stock Appreciation Rights ("SARs") that were received by the reporting person when he was employed by BD, which were later converted to Embecta SARs in connection with Embecta's spinoff from BD on April 1, 2022.
F4: The SARs vest in four annual installments beginning November 26, 2019.
F5: The SARs vest in four annual installments beginning November 26, 2020.
F6: The SARs vest in four annual installments beginning November 26, 2021.
F7: The SARs vest in four annual installments beginning November 26, 2022.
F8: This Form 4 is being amended to reflect a recalculation of the SARs that the reporting person received on April 4, 2022 in connection with Embecta's spinoff from BD.