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Elicio Therapeutics, Inc. — Director's Dealing 2021
Feb 12, 2021
33784_dirs_2021-02-11_9663911c-334c-4e4b-bd8c-a66c46066eb1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Angion Biomedica Corp. (ANGN)
CIK: 0001601485
Period of Report: 2021-02-09
Reporting Person: OMENN GILBERT S (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-02-09 | Common Stock | C | 23483 | $11.57 | Acquired | 42152 | Indirect |
| 2021-02-09 | Common Stock | C | 23391 | $11.57 | Acquired | 65543 | Indirect |
| 2021-02-09 | Common Stock | C | 14783 | $11.57 | Acquired | 80326 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-02-09 | Convertible Promissory Note | $16 | C | Disposed | Common Stock () | Indirect | ||
| 2021-02-09 | Convertible Promissory Note | $16 | C | Disposed | Common Stock () | Indirect | ||
| 2021-02-09 | Convertible Promissory Note | $16 | C | Disposed | Common Stock () | Indirect |
Footnotes
F1: Gilbert S. Omenn Revocable Trust.
F2: The convertible promissory note converted immediately prior to the consummation of the IPO into Common Stock.
F3: The convertible promissory note ("Convertible Note") had a maturity date of May 20, 2021 and the principal amount of the Convertible Note converted upon the closing of the IPO into Common Shares at a conversion price equal to $18.00 per Common Share.
F4: The convertible promissory note ("Convertible Note") had a maturity date of June 1, 2021 and the principal amount of the Convertible Note converted upon the closing of the IPO into Common Shares at a conversion price equal to $18.00 per Common Share.
F5: The convertible promissory note ("Convertible Note") had a maturity date of August 14, 2021 and the principal amount of the Convertible Note converted upon the closing of the IPO into Common Shares at a conversion price equal to $18.00 per Common Share.