ELI LILLY & Co — Director's Dealing 2020

Jan 6, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ELI LILLY & Co (LLY)
CIK: 0000059478
Period of Report: 2020-01-02

Reporting Person: Harrington Michael J (Senior VP and General Counsel)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-10-24	Common Stock	G	3000	—	Disposed	59500	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-01-02	Restricted Stock Unit	$	A	1608	Acquired	2021-01-02	Common Stock (1608.0)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	452	Indirect
Common Stock	47800	Direct

Footnotes

F1: Reporting person disclaims beneficial ownership of these shares.

F2: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.