ELI LILLY & Co — Director's Dealing 2020

Feb 4, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ELI LILLY & Co (LLY)
CIK: 0000059478
Period of Report: 2020-02-01

Reporting Person: Ricks David A (Director, President & CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-02-01	Common Stock	M	69350	—	Acquired	226755	Direct
2020-02-01	Common Stock	F	31089	$139.64	Disposed	195666	Direct
2020-01-31	Common Stock	G	5000	—	Disposed	190666	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-02-01	Restricted Stock Unit	$	M	69350	Disposed	2020-02-01	Common Stock (69350.0)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	6563	Indirect

Footnotes

F1: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.