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ELI LILLY & Co Director's Dealing 2020

Mar 31, 2020

29745_dirs_2020-03-31_be1064ef-aa88-4464-aae0-aad63f0a1cf8.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ELI LILLY & Co (LLY)
CIK: 0000059478
Period of Report: 2020-03-30

Reporting Person: Fry Stephen F (SVP, HR & Diversity)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-03-30 Common Stock S 11500 $133.82 Disposed 110572 Direct
2020-03-30 Common Stock S 1658 $135.31 Disposed 108914 Direct
2020-03-30 Common Stock S 615 $136.34 Disposed 108299 Direct
2020-03-30 Common Stock S 884 $137.23 Disposed 107415 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 176 Indirect

Footnotes

F1: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 27, 2020.

F2: This transaction was executed in multiple trades at prices ranging from $133.76 to $134.59. The price reported reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3: This transaction was executed in multiple trades at prices ranging from $134.85 to $135.66. The price reported reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F4: This transaction was executed in multiple trades at prices ranging from $135.90 to $136.59. The price reported reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F5: This transaction was executed in multiple trades at prices ranging from $136.88 to $137.50. The price reported reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.