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ELI LILLY & Co — Director's Dealing 2020
Dec 10, 2020
29745_dirs_2020-12-10_4e70c1fb-8eec-4328-8623-b230f16500ae.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Sigilon Therapeutics, Inc. (SGTX)
CIK: 0001821323
Period of Report: 2020-12-08
Reporting Person: ELI LILLY & Co (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-12-08 | Common Stock | C | 2444443 | — | Acquired | 2444443 | Direct |
| 2020-12-08 | Common Stock | P | 300000 | $18 | Acquired | 2744443 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-12-08 | Series A-3 Convertible Preferred Stock | $ | C | 1555555 | Disposed | Common Stock (1555555.0) | Direct | |
| 2020-12-08 | Series B Convertible Preferred Stock | $ | C | 888888 | Disposed | Common Stock (888888.0) | Direct |
Footnotes
F1: Upon the closing of the Issuer's initial public offering, each share of Series A-3 Convertible Preferred Stock and Series B Convertible Preferred Stock (collectively, the "Preferred Stock") automatically converted into shares of the Issuer's common stock without payment or further consideration. There was no expiration date for the Preferred Stock. As a result of the Issuer's initial public offering, the reporting person is no longer a 10% owner of the Issuer and is therefore no longer subject to Section 16 in connection with its transactions in the equity securities of the Issuer.