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ELI LILLY & Co Director's Dealing 2020

Dec 10, 2020

29745_dirs_2020-12-10_4e70c1fb-8eec-4328-8623-b230f16500ae.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Sigilon Therapeutics, Inc. (SGTX)
CIK: 0001821323
Period of Report: 2020-12-08

Reporting Person: ELI LILLY & Co (10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-12-08 Common Stock C 2444443 Acquired 2444443 Direct
2020-12-08 Common Stock P 300000 $18 Acquired 2744443 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-12-08 Series A-3 Convertible Preferred Stock $ C 1555555 Disposed Common Stock (1555555.0) Direct
2020-12-08 Series B Convertible Preferred Stock $ C 888888 Disposed Common Stock (888888.0) Direct

Footnotes

F1: Upon the closing of the Issuer's initial public offering, each share of Series A-3 Convertible Preferred Stock and Series B Convertible Preferred Stock (collectively, the "Preferred Stock") automatically converted into shares of the Issuer's common stock without payment or further consideration. There was no expiration date for the Preferred Stock. As a result of the Issuer's initial public offering, the reporting person is no longer a 10% owner of the Issuer and is therefore no longer subject to Section 16 in connection with its transactions in the equity securities of the Issuer.