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ELI LILLY & Co — Director's Dealing 2019
Sep 9, 2019
29745_dirs_2019-09-09_f7823670-6c08-40f9-9a75-5a9a006c5719.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: LILLY ELI & CO (LLY)
CIK: 0000059478
Period of Report: 2019-09-03
Reporting Person: Zulueta Alfonso G (SVP & President, Lilly Int'l)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-09-03 | Common Stock | S | 11192 | $112.88 | Disposed | 46614 | Direct |
| 2019-09-03 | Common Stock | S | 3808 | $113.69 | Disposed | 42806 | Direct |
| 2019-09-03 | Common Stock | S | 4500 | $112.54 | Disposed | 38306 | Direct |
Footnotes
F1: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 31, 2019.
F2: This transaction is being amended to correct the price range reported on the Form 4 filed on 09/04/19. This transaction was executed in multiple trades at prices ranging from $112.50 to $113.49. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: This transaction is being amended to correct the price range reported on the Form 4 filed on 09/04/19. This transaction was executed in multiple trades at prices ranging from $113.50 to $113.85. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4: This transaction is being amended to correct the total number of shares and price previously reported as part of multiple trades on the Form 4 filed on 09/04/19. This transaction was executed in one trade at a price of $112.54. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.