ELI LILLY & Co — Director's Dealing 2018

Feb 6, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: LILLY ELI & CO (LLY)
CIK: 0000059478
Period of Report: 2018-02-01

Reporting Person: Ricks David A (Director, President & CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-02-01	Common Stock	M	21326	—	Acquired	140809	Direct
2018-02-01	Common Stock	F	9559	$81.45	Disposed	131250	Direct
2018-02-01	Common Stock	G	11764	—	Disposed	119486	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2018-02-01	Restricted Stock Unit	$	M	21326	Disposed	2018-02-01	Common Stock (21326.0)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	5593	Indirect

Footnotes

F1: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.