ELI LILLY & Co — Director's Dealing 2018

Nov 6, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: LILLY ELI & CO (LLY)
CIK: 0000059478
Period of Report: 2018-11-03

Reporting Person: Norton Johna (Senior VP, Global Quality)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-11-03	Common Stock	M	3133	—	Acquired	19225	Direct
2018-11-03	Common Stock	F	1366	$106.75	Disposed	17859	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2018-11-03	Restricted Stock Unit	$	M	3133	Disposed	2018-11-03	Common Stock (3133.0)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	487	Indirect
Common Stock	34	Indirect
Common Stock	2535	Indirect

Footnotes

F1: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.