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ELI LILLY & Co Director's Dealing 2017

Jan 27, 2017

29745_dirs_2017-01-27_d33dcfe8-56c8-458c-bebb-36732272d8dc.zip

Director's Dealing

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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership

Issuer: LILLY ELI & CO (LLY)
CIK: 0000059478
Period of Report: 2016-12-31

Reporting Person: LECHLEITER JOHN C (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-05-09 Common Stock G 680 Disposed 750508 Direct
2016-05-10 Common Stock G 8690 Disposed 741818 Direct
2016-05-11 Common Stock G 700 Disposed 741118 Direct
2016-05-13 Common Stock G 3314 Disposed 737804 Direct
2016-05-20 Common Stock G 740 Disposed 737064 Direct
2016-05-24 Common Stock G 1110 Disposed 735954 Direct
2016-08-11 Common Stock G 18060 Disposed 717894 Direct
2016-08-23 Common Stock G 650 Disposed 717244 Direct
2016-12-16 Common Stock G 375 Disposed 716869 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 21102 Indirect
Common Stock 49102 Indirect
Common Stock 22589 Indirect
Common Stock 72140 Indirect

Footnotes

F1: Reporting person disclaims beneficial ownership of these shares.

F2: Family limited partnership of which reporting person and his wife are the general partners. Reporting person disclaim beneficial ownership of shares held by family limited partnership except to the extent of his pecuniary interest therein.

F3: Irrevocable trust for the benefit of reporting person's spouse and children. Spouse is trustee. Reporting person disclaims beneficial ownership of these shares.