ELI LILLY & Co — Director's Dealing 2017

Jan 27, 2017

SEC Form 5 — Annual Statement of Changes in Beneficial Ownership

Issuer: LILLY ELI & CO (LLY)
CIK: 0000059478
Period of Report: 2016-12-31

Reporting Person: Rice Derica W (EVP-Global Services and CFO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2016-02-08	Common Stock	G	36931	—	Disposed	0	Direct
2016-02-08	Common Stock	G	36931	—	Acquired	366137	Indirect
2016-03-21	Common Stock	G	78	—	Disposed	366059	Indirect
2016-12-16	Common Stock	G	400	—	Disposed	365659	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	7396	Indirect
Common Stock	1905	Indirect

Footnotes

F1: Reporting person disclaims beneficial ownership of these shares.