ELI LILLY & Co — Director's Dealing 2017

Apr 10, 2017

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: LILLY ELI & CO (LLY)
CIK: 0000059478
Period of Report: 2017-04-01

Reporting Person: Norton Johna (Senior VP, Global Quality)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	14493	Direct
Common Stock	361	Indirect
Common Stock	1574	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Restricted Stock Unit	$	2018-11-03	Common Stock (3133.0)		Direct
Restricted Stock Unit	$		Common Stock (193.0)		Indirect

Footnotes

F1: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

F2: The Restricted Stock Units vest in three equal annual installments on February 16, 2018, 2019, and 2020.