ELI LILLY & Co — Director's Dealing 2017

Dec 5, 2017

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: LILLY ELI & CO (LLY)
CIK: 0000059478
Period of Report: 2017-12-03

Reporting Person: Ricks David A (Director, President & CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2017-12-03	Common Stock	M	5496	—	Acquired	110059	Direct
2017-12-03	Common Stock	F	2601	$85.32	Disposed	107458	Direct
2017-06-14	Common Stock	G	25	—	Disposed	107433	Direct
2017-05-05	Common Stock	G	357	—	Disposed	107076	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2017-12-03	Restricted Stock Unit	$0.0	M	5496	Disposed	2017-12-03	Common Stock (5496.0)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	5264	Indirect

Footnotes

F1: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.