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ELI LILLY & Co — Director's Dealing 2015
Feb 6, 2015
29745_dirs_2015-02-06_735d5070-51ab-4809-bdf5-5081f9acdde7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LILLY ELI & CO (LLY)
CIK: 0000059478
Period of Report: 2015-02-04
Reporting Person: Rice Derica W (EVP-Global Services and CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-02-04 | Common Stock | S | 5316 | $70 | Disposed | 55061 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 6958 | Indirect |
| Common Stock | 278263 | Indirect |
| Common Stock | 1809 | Indirect |
Footnotes
F1: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 7, 2014.
F2: This transaction was executed in multiple trades at prices ranging from $69.85 to $70.25. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: Reporting person disclaims beneficial ownership of these shares.