ELI LILLY & Co — Director's Dealing 2014

Jan 10, 2014

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: LILLY ELI & CO (LLY)
CIK: 0000059478
Period of Report: 2014-01-01

Reporting Person: Zulueta Alfonso G (SVP& Pres., Emerging Markets)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	22830	Direct
Common Stock	3957	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Employee stock option 2/04 (right to buy)	$73.11	2014-02-14	Common Stock (40000.0)		Direct
Employee stock option 2/05 (right to buy)	$55.65	2015-02-10	Common Stock (21302.0)		Direct
Employee stock option 2/06 (right to buy)	$56.18	2016-02-09	Common Stock (12048.0)		Direct
Restricted Stock Unit	$	2014-10-01	Common Stock (9333.0)		Direct

Footnotes

F1: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.