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ELI LILLY & Co — Director's Dealing 2014
Feb 4, 2014
29745_dirs_2014-02-04_2c63045e-5dca-44c9-ae78-431c5eeca840.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LILLY ELI & CO (LLY)
CIK: 0000059478
Period of Report: 2014-02-03
Reporting Person: Rice Derica W (EVP-Global Services and CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-02-03 | Common Stock | S | 16562 | — | Disposed | 58990 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 6762 | Indirect |
| Common Stock | 217524 | Indirect |
| Common Stock | 1758 | Indirect |
Footnotes
F1: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 13, 2013.
F2: This transaction was executed in multiple trades at prices ranging from $53.46 to $53.75. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: Reporting person disclaims beneficial ownership of these shares.