ELI LILLY & Co — Director's Dealing 2014

Sep 8, 2014

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: LILLY ELI & CO (LLY)
CIK: 0000059478
Period of Report: 2014-09-04

Reporting Person: Rice Derica W (EVP-Global Services and CFO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2014-03-03	Common Stock	G	58990	—	Disposed	0	Direct
2014-03-03	Common Stock	G	58990	—	Acquired	276514	Indirect
2014-08-22	Common Stock	G	25000	—	Disposed	251514	Indirect
2014-08-22	Common Stock	G	25000	—	Acquired	25000	Direct
2014-09-04	Common Stock	M	23077	$55.65	Acquired	48077	Direct
2014-09-04	Common Stock	F	21328	$64.15	Disposed	26749	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2014-09-04	Employee stock option 2/05 (right to buy)	$55.65	M	23077	Disposed	2015-02-10	Common Stock (23077.0)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	6918	Indirect
Common Stock	1798	Indirect

Footnotes

F1: Reporting person disclaims beneficial ownership of these shares.