ELI LILLY & Co — Director's Dealing 2013

Jan 10, 2013

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: LILLY ELI & CO (LLY)
CIK: 0000059478
Period of Report: 2013-01-01

Reporting Person: Barnes Melissa S (Chief Eth/Cmpl Ofcr & SVP, ERM)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	667	Direct
Common Stock	780	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Employee stock option 2/03 (right to buy)	$57.85	2013-02-15	Common Stock (6300)		Direct
Employee stock option 2/04 (right to buy)	$73.11	2014-02-14	Common Stock (5000)		Direct
Employee stock option 2/05 (right to buy)	$55.65	2015-02-10	Common Stock (1314)		Direct
Employee stock option 2/06 (right to buy)	$56.18	2016-02-09	Common Stock (1627)		Direct
Employee stock option 4/03 (right to buy)	$63.67	2013-04-26	Common Stock (7500)		Direct
Restricted Stock Unit	$	2016-10-02	Common Stock (3894)		Direct

Footnotes

F1: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.