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ELI LILLY & Co — Director's Dealing 2013
Feb 7, 2013
29745_dirs_2013-02-07_e6d34fd4-b83d-4599-af56-6f5e1d794c82.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LILLY ELI & CO (LLY)
CIK: 0000059478
Period of Report: 2013-02-05
Reporting Person: Rice Derica W (EVP-Global Services and CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-02-05 | Common Stock | S | 29646 | $54.21 | Disposed | 52605 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 6520 | Indirect |
| Common Stock | 1695 | Indirect |
| Common Stock | 168640 | Indirect |
Footnotes
F1: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 21, 2012.
F2: This transaction was executed in multiple trades at prices ranging from $54.18 to $54.27. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: Reporting person disclaims beneficial ownership of these shares.