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ELI LILLY & Co — Director's Dealing 2011
Feb 17, 2011
29745_dirs_2011-02-17_6429a420-a024-457f-a942-074893a6032d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LILLY ELI & CO (LLY)
CIK: 0000059478
Period of Report: 2011-02-15
Reporting Person: Rice Derica W (EVP-Global Services and CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-02-15 | Common Stock | S | 12441 | $34.55 | Disposed | 39461 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 5630 | Indirect |
| Common Stock | 1537 | Indirect |
| Common Stock | 72983 | Indirect |
Footnotes
F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 5, 2009.
F2: This transaction was executed in multiple trades at prices ranging from $34.50 to $34.56. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: Reporting person disclaims beneficial ownership of these shares.