AI assistant
ELI LILLY & Co — Director's Dealing 2006
Aug 4, 2006
29745_dirs_2006-08-04_044d2635-6542-4261-b523-124a025b7b6b.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LILLY ELI & CO (LLY)
CIK: 0000059478
Period of Report: 2006-08-03
Reporting Person: TAUREL SIDNEY (Director, Chairman and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2006-08-03 | Common Stock | M | 77110 | $34.595 | Acquired | 656027 | Direct |
| 2006-08-03 | Common Stock | F | 31067 | $57.05 | Disposed | 624960 | Direct |
| 2006-08-03 | Common Stock | F | 287 | $57.06 | Disposed | 624673 | Direct |
| 2006-08-03 | Common Stock | F | 2900 | $57.07 | Disposed | 621773 | Direct |
| 2006-08-03 | Common Stock | F | 20800 | $57.08 | Disposed | 600973 | Direct |
| 2006-08-03 | Common Stock | F | 1400 | $57.09 | Disposed | 599573 | Direct |
| 2006-08-03 | Common Stock | F | 2700 | $57.10 | Disposed | 596873 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2006-08-03 | Employee stock option 10/96 (right to buy) | $34.595 | M | 77110 | Disposed | 2006-10-20 | Common Stock (77110) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 15982 | Indirect |
| Common Stock | 1290 | Indirect |
| Common Stock | 1290 | Indirect |
| Common Stock | 1290 | Indirect |
| Common Stock | 100000 | Indirect |
| Common Stock | 95623 | Indirect |
| Common Stock | 20500 | Indirect |
| Common Stock | 113797 | Indirect |
| Common Stock | 20000 | Indirect |
| Common Stock | 80000 | Indirect |
Footnotes
F1: Reporting person disclaims beneficial ownership of these shares.
F2: Held by Family Limited Partnership 1 in which reporting person is sole general partner. Reporting person, his wife, children, and a trust for the benefit of his grandchildren have limited interests, and reporting person disclaims beneficial ownership in the shares held by the partnership except to the extent of his pecuniary interest therein.
F3: Held by Family Limited Partnership 2 in which an LLC controlled by the reporting person is the sole general partner and the reporting person is the sole limited partner. Reporting person's children own an interest in the LLC, and reporting person disclaims beneficial ownership in the shares held by the LLC, except to the extent of his pecuniary interest therein.
F4: Grantor retained annuity trust established by reporting person. Reporting person is trustee.