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Elevance Health, Inc. — Director's Dealing 2021
Mar 23, 2021
29933_dirs_2021-03-23_b3a00e29-be95-4a6b-b590-4f4c5872e4e3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Anthem, Inc. (ANTM)
CIK: 0001156039
Period of Report: 2021-03-22
Reporting Person: Haytaian Peter D (EVP & President, Commercial)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-03-22 | Common Stock | M | 15593 | $146.93 | Acquired | 59544 | Direct |
| 2021-03-22 | Common Stock | M | 22500 | $131.80 | Acquired | 82044 | Direct |
| 2021-03-22 | Common Stock | S | 300 | $345.59 | Disposed | 81744 | Direct |
| 2021-03-22 | Common Stock | S | 9387 | $347.44 | Disposed | 72357 | Direct |
| 2021-03-22 | Common Stock | S | 12416 | $348.52 | Disposed | 59941 | Direct |
| 2021-03-22 | Common Stock | S | 26777 | $349.53 | Disposed | 33164 | Direct |
| 2021-03-22 | Common Stock | S | 7891 | $350.21 | Disposed | 25273 | Direct |
| 2021-03-22 | Common Stock | S | 400 | $351.32 | Disposed | 24873 | Direct |
| 2021-03-22 | Common Stock | S | 2329 | $352.84 | Disposed | 22544 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-03-22 | Employee Stock Option (Right to Buy) | $146.93 | M | 15593 | Disposed | 2025-03-02 | Common Stock (15593.0) | Direct |
| 2021-03-22 | Employee Stock Option (Right to Buy) | $131.8 | M | 22500 | Disposed | 2026-03-01 | Common Stock (22500.0) | Direct |
Footnotes
F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February, 1, 2021.
F2: This transaction was executed in multiple trades at prices ranging from $345.53 to $345.66. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: This transaction was executed in multiple trades at prices ranging from $346.93 to $347.91. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4: This transaction was executed in multiple trades at prices ranging from $347.95 to $348.91. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F5: This transaction was executed in multiple trades at prices ranging from $348.97 to $349.94. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F6: This transaction was executed in multiple trades at prices ranging from $349.97 to $350.72. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F7: This transaction was executed in multiple trades at prices ranging from $350.99 to $351.54. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F8: The option represents a right to purchase a total of 22,353 shares and is exercisable in six semi-annual installments, with three installments of 3,725 shares each and three installments of 3,726 shares each beginning on September 2, 2015, which is the six-month anniversary of the date on which the option was granted
F9: The option represents a right to purchase a total of 24,348 shares, and is exercisable in six semi-annual installments of 4,058 shares each, beginning on September 1, 2016, which is the six-month anniversary of the option grant date.