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Elevance Health, Inc. Director's Dealing 2021

Mar 23, 2021

29933_dirs_2021-03-23_b3a00e29-be95-4a6b-b590-4f4c5872e4e3.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Anthem, Inc. (ANTM)
CIK: 0001156039
Period of Report: 2021-03-22

Reporting Person: Haytaian Peter D (EVP & President, Commercial)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-03-22 Common Stock M 15593 $146.93 Acquired 59544 Direct
2021-03-22 Common Stock M 22500 $131.80 Acquired 82044 Direct
2021-03-22 Common Stock S 300 $345.59 Disposed 81744 Direct
2021-03-22 Common Stock S 9387 $347.44 Disposed 72357 Direct
2021-03-22 Common Stock S 12416 $348.52 Disposed 59941 Direct
2021-03-22 Common Stock S 26777 $349.53 Disposed 33164 Direct
2021-03-22 Common Stock S 7891 $350.21 Disposed 25273 Direct
2021-03-22 Common Stock S 400 $351.32 Disposed 24873 Direct
2021-03-22 Common Stock S 2329 $352.84 Disposed 22544 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-03-22 Employee Stock Option (Right to Buy) $146.93 M 15593 Disposed 2025-03-02 Common Stock (15593.0) Direct
2021-03-22 Employee Stock Option (Right to Buy) $131.8 M 22500 Disposed 2026-03-01 Common Stock (22500.0) Direct

Footnotes

F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February, 1, 2021.

F2: This transaction was executed in multiple trades at prices ranging from $345.53 to $345.66. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3: This transaction was executed in multiple trades at prices ranging from $346.93 to $347.91. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F4: This transaction was executed in multiple trades at prices ranging from $347.95 to $348.91. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F5: This transaction was executed in multiple trades at prices ranging from $348.97 to $349.94. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F6: This transaction was executed in multiple trades at prices ranging from $349.97 to $350.72. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F7: This transaction was executed in multiple trades at prices ranging from $350.99 to $351.54. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F8: The option represents a right to purchase a total of 22,353 shares and is exercisable in six semi-annual installments, with three installments of 3,725 shares each and three installments of 3,726 shares each beginning on September 2, 2015, which is the six-month anniversary of the date on which the option was granted

F9: The option represents a right to purchase a total of 24,348 shares, and is exercisable in six semi-annual installments of 4,058 shares each, beginning on September 1, 2016, which is the six-month anniversary of the option grant date.