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Elevance Health, Inc. — Director's Dealing 2017
Mar 3, 2017
29933_dirs_2017-03-03_a8a283e0-130e-4f01-824b-f632a2f53185.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Anthem, Inc. (ANTM)
CIK: 0001156039
Period of Report: 2017-03-01
Reporting Person: Gallina John E (EVP & Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-03-01 | Common Stock | F | 165 | $166.97 | Disposed | 18963 | Direct |
| 2017-03-01 | Common Stock | A | 4867 | — | Acquired | 23830 | Direct |
| 2017-03-02 | Common Stock | F | 129 | $165.97 | Disposed | 23701 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-03-01 | Employee Stock Option (Right to Buy) | $166.97 | A | 19908 | Acquired | 2027-03-01 | Common Stock (19908) | Direct |
Footnotes
F1: PAYMENT OF TAX LIABILITY BY WITHHOLDING STOCK INCIDENT TO THE VESTING OF PREVIOUSLY GRANTED RESTRICTED STOCK.
F2: Represents restricted share units. Restrictions lapse as follows: 1,622 shares each on 3/1/2018 and 3/1/2019, and 1,623 on 3/1/2020.
F3: The option represents a right to purchase a total of 19,908 shares, and is exercisable in six semi-annual installments of 3,318 shares each, beginning on September 1, 2017, which is the six-month anniversary of the option grant date.
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