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Elevance Health, Inc. — Director's Dealing 2016
Aug 5, 2016
29933_dirs_2016-08-05_54d00954-0651-4ef7-b18c-7f647a7874c1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Anthem, Inc. (ANTM)
CIK: 0001156039
Period of Report: 2016-08-03
Reporting Person: Penczek Ronald W (SVP, Chief Accounting Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-08-03 | Common Stock | M | 267 | $61.88 | Acquired | 2407 | Direct |
| 2016-08-03 | Common Stock | M | 285 | $89.44 | Acquired | 2692 | Direct |
| 2016-08-03 | Common Stock | S | 552 | $128.37 | Disposed | 2140 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-08-03 | Employee Stock Option (Right to Buy) | $61.88 | M | 267 | Disposed | 2020-03-01 | Common Stock (267) | Direct |
| 2016-08-03 | Employee Stock Option (Right to Buy) | $89.44 | M | 285 | Disposed | 2021-03-03 | Common Stock (285) | Direct |
Footnotes
F1: The option, representing a right to purchase a total of 1,602 shares, became exercisable in six semi-annual installments of 267 shares each beginning on September 1, 2013, which was the six-month anniversary of the date on which the option was granted.
F2: The option, representing a right to purchase a total of 1,711 shares, became exercisable in five semi-annual installments of 285 shares each and one installment of 286 shares beginning on September 3, 2014, which was the six-month anniversary of the date on which the option was granted.