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ELEMENTOS LIMITED — Capital/Financing Update 2020
Aug 11, 2020
64837_rns_2020-08-11_ffff095d-58fa-47fd-b341-d3e71b7303be.pdf
Capital/Financing Update
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ELEMENTOS
12 August 2020
Dear Shareholder
Share Purchase Plan
Elementos Limited ACN 138 468 756 ( Company ) announced a $2.552m placement to institutional and sophisticated investors at an issue price of A$0.0055 on 6 August 2020 ( Placement ). Your Directors are pleased to offer you the opportunity to subscribe for up to $30,000 of additional fully paid ordinary shares in the capital of the Company ( Shares ) pursuant to a share purchase plan ( SPP ) at the same issue price as the Placement.
The A$0.0055 issue price represents a 27.98% discount to the volume average market price of Shares traded on ASX in the 5 days on which sales of the Shares were recorded by ASX Limited prior to the announcment of the SPP on 6 August 2020.
Proceeds from the Placement and SPP will be used primarily to undertake drilling, optimisation and development activities at the Company’s Oropesa Tin Project located in Spain, for general working capital and for costs of the SPP and Placement.
Details of the Company’s current activities are set out in the announcments made by the Company to the ASX and are available on the Company’s website at www.elementos.com.au.
The SPP is offered to Shareholders who are recorded in the Company’s register of members as at 7pm (Sydney time) on 5 August 2020 as holding Shares and whose registered address is recorded as being in Australia or New Zealand ( Eligible Shareholders ).
The SPP provides Eligible Shareholders with the opportunity to increase smaller holdings into larger and more financially viable parcels and expand Shareholdings without the cost of brokerage or commission.
The Company also intends to offer successful applicants in the SPP ( Participants ) the ability to subscribe for one (1) option to acquire Shares on the basis of every three (3) Shares issued to the Participant under the SPP, with an exercise price of $0.009 per Share and expiry of 31 August 2022 ( Options ), for nil additional consideration.
The SPP will open on 12 August 2020 and is scheduled to close at 5pm (Sydney time) on 4 September 2020 with Shares expected to be allotted on 15 September 2020.
This SPP is optional and the offer is non‐renounceable. Accordingly, Eligible Shareholders cannot transfer to other parties their right to subscribe for Shares pursuant to the SPP. All Shares issued pursuant to the SPP will rank equally with the existing ordinary shares of the Company and will carry the same rights.
If you wish to participate in the SPP, you can choose either of the following payment methods:
- payment by BPAY® – please refer to the Biller code and Reference number on the application form and contact your participating financial institution to make your payment. You are not required to return the application form;
Level 6, 10 Market Street Brisbane Queensland 4000 Phone +61 (0)7 3221 7770 [email protected] elementos.com.au
Elementos Limited | ABN 49 138 468 756 | ASX: ELT
TOMORROW’S TIN
- payment by cheque – please complete the attched application form and submit it together with your cheque to the mailing instructions included on the application form.
Full details of the SPP are set out in the attached Terms and Conditions. You should read the Terms and Conditions before making a decision regarding your participation in the SPP. Contact your professional adviser if you are uncertain as to what action you should take.
For the avoidance of doubt, the offer of Options will be made to Participants in the SPP pursuant to a distinct offer to be contained in a prospectus to be sent to those Participants in due course. Please see the SPP Terms and Conditions attached to this letter for further details.
If you have any questions in relation to the SPP, please contact the Company’s share registry, Boardroom Pty Limited on 1300 737 760 (from within Australia) or +61 2 9290 9600 (from outside Australia).
Yours sincerely
Andy Greig Chairman Elementos Limited
2
Elementos Limited ‐ ACN 138 468 756
Share Purchase Plan ‐ Terms and Conditions
12 August 2020
Offer
Elementos Limited ACN 138 468 756 ( Company ) is offering certain eligible shareholders the opportunity to purchase up to A$30,000 of fully paid ordinary shares in the capital of the Company ( Shares ) by way of a share purchase plan ( SPP ).
The price per Share under the SPP ( SPP Price ) being offered is A$0.0055. This is the same issue price as the Shares issued to institutional and sophisticated investors under the private placement announced on 6 August 2020. The SPP Price represents a 27.98% discount to the Company’s 5 day volume weighted average price of Shares traded in the ordinary course on ASX prior to the close of trading on 30 July 2020.
The SPP is being conducted under ASIC Corporations (Share and Interest Purchase Plans) Instrument 2019/547 ( ASIC Instrument ).
The Company also intends to offer successful applicants in the SPP ( Participants ) the ability to subscribe for one (1) option to acquire Shares on the basis of every three (3) Shares issued to the Participant under the SPP, with an exercise price of $0.009 per Share and expiry of 31 August 2022 ( Options ), for nil additional consideration. The offer of Options will be made to Participants pursuant to a distinct offer to be contained in a prospectus to be sent to those Participants in due course. If the Company does not, for any reason, proceed with the issue of Options (whether due to regulatory restrictions or otherwise), no Participant in the SPP will be entitled to receive, or call for the return of, any subscription monies paid by them under the SPP.
with the aggregate amount paid for any other Shares applied for by that Eligible Shareholder or which a custodian has been instructed to acquire under the SPP on their behalf, or any similar arrangement operated by the Company in the 12 months before the date the application is made, exceeds A$30,000.
Eligible Shareholders may subscribe for any one of the following parcels (subject to any scale back described below):
| Subscription | Shares to be allotted calculated at the SPP Price |
|
|---|---|---|
| Amount | ||
| Minimum application |
A$2,500 | 454,546 |
| A$5,000 | 909,091 | |
| A$7,500 | 1,363,637 | |
| A$10,000 | 1,818,182 | |
| A$15,000 | 2,727,273 | |
| A$20,000 | 3,636,364 | |
| Maximum application |
A$30,000 | 5,454,546 |
No Eligible Shareholder may be issued Shares if the aggregate application price for those Shares, together with the aggregate amount paid for any other Shares applied for by that Eligible Shareholder or which a custodian has been instructed to acquire under the SPP on behalf of the Eligible Shareholder, or any similar arrangement operated by the Company in the 12 months before the date the application is made, exceeds A$30,000. Any applications from Eligible Shareholders which results in this limit being exceeded will be read down. Any surplus funds will be returned to such Eligible Shareholders without interest.
Important dates
Eligibility
All shareholders who are recorded in the Company’s register of members as at 7pm (Sydney time) on Wednesday, 5 August 2020 ( Record Date ) as being holders of Shares and whose registered address is recorded as being in Australia or New Zealand ( Eligible Shareholders ), are eligible to participate in the SPP.
The Company has determined that it is unlawful or impractical for the SPP to be offered to a shareholder whose address on the register of members is a country outside of Australia or New Zealand.
Participation in the SPP by acceptance of the offer:
(a) is optional for Eligible Shareholders; and
(b) is subject to these Terms and Conditions.
Subscription
ASIC Instrument prohibits the Company issuing Shares in accordance with this SPP if the aggregate subscription amount to be paid by an Eligible Shareholder, together
| Record Date | Wednesday, 5 August 2020 |
|---|---|
| SPP Offer opens & SPP Offer Booklet despatched |
Wednesday, 12 August 2020 |
| Closing Date for applications |
Friday, 4 September 2020 |
| Results of SPP Announced | Wednesday, 9 September 2020 |
| Issue of SPP Shares | Tuesday, 15 September 2020 |
| SPP Shares commence tradingon ASX |
Wednesday, 16 September 2020 |
| Dispatch of Holding Statements |
Tuesday, 22 September 2020 |
The timetable above is indicative only and subject to change. The Company reserves the right to alter the
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dates at its discretion and without prior notice, subject to ASX Listing Rules and the Corporations Act 2001 .
Offers non‐renounceable
Offers made under the SPP are non‐renounceable. Eligible Shareholders cannot transfer their right to other parties to subscribe for Shares under the SPP. Acquisition by an Eligible Shareholder of additional Shares or a new separate holding of Shares before the Closing Date, will not give rise to any additional right to subscribe for Shares under this SPP offer.
Single Eligible Shareholders
Eligible Shareholders that receive more than one offer under the SPP, for example due to multiple registered holdings, may only apply for an aggregate of up to A$30,000 worth of Shares (one maximum parcel).
Joint Eligible Shareholders
Eligible Shareholders that are recorded on the Share register with one or more other persons as the joint holder of Shares are considered to have a single registered holding for the purpose of the SPP. If the same joint holders receive more than one offer under the SPP due to multiple holdings, the joint holders may only apply for an aggregate of up to A$30,000 worth of Shares (one maximum parcel).
Custodians, trustees and nominees
A custodian, trustee or nominee within the definition of "custodian" in the ASIC Instrument, or in any other ASIC relief granted to the Company in relation to the SPP ( Custodian ) who holds Shares on behalf of one or more persons ( Participating Beneficiary ), may apply for up to a maximum of A$30,000 worth of Shares for each Participating Beneficiary, subject to providing notice in writing to the Company (by way of Custodian Certificate) certifying the following:
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(a) that either or both of the following apply (as applicable):
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(i) that on the Record Date, the Custodian held Shares on behalf of one or more Participating Beneficiaries;
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(ii) that on the Record Date another Custodian ( Downstream Custodian ) held beneficial interests in Shares on behalf of one or more other persons (each a Beneficiary), and you hold the Shares to which those beneficial interests relate on behalf of the Downstream Custodian or another Custodian;
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(b) that each Participating Beneficiary has subsequently instructed the Custodian or the Downstream Custodian (as applicable) to apply for Shares on their behalf under the SPP;
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(c) the number of Participating Beneficiaries;
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(d) the name and address of each Participating Beneficiary;
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(e) the number of Shares that the Custodian holds on behalf of each Participating Beneficiary;
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(f) the number or dollar amount of Shares which each Participating Beneficiary has instructed the Custodian, either directly or indirectly through another custodian, to apply for on their behalf;
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(g) that there are no Participating Beneficiaries in respect of which the total of the application price exceeds A$30,000 worth of Shares, calculated by reference to Shares applied for by the Custodian on behalf of each Participating Beneficiary under:
-
(iii) the SPP; and
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(iv) any other Shares issued to the Custodian as custodian in the 12 months before the Custodian's application under an arrangement similar to the SPP,
in each case, as a result of an instruction given by the Participating Beneficiary to the Custodian to apply for Shares on their behalf;
(h) that a copy of these Terms and Conditions was given to each Participating Beneficiary;
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(i) where Shares are held by the Custodian on behalf of the Participating Beneficiary indirectly, through one or more Custodians who hold beneficial interests in the Shares held by it in relation to each Participating Beneficiary ( Interposed Custodians ), the name and address of each Interposed Custodian; and
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(j) any such additional or varied information as might be required under any more specific ASIC relief that might be granted to the Company in relation to the SPP.
The offer under this SPP is made to the Custodian as the registered holder, not to the beneficiaries directly.
For the purposes of these Terms and Conditions, a Custodian is as defined in the ASIC Instrument.
If the Shares are held as a trustee or nominee for another person, but are not a Custodian as defined in the ASIC Instrument, that holder cannot participate for beneficiaries in the manner described above. In this case, the rules for multiple single holdings apply.
Custodians requiring a Custodian Certificate or further information on how to apply, should contact the Company’s share registry, 1300 737 760 (callers within Australia) or +61 2 9290 9600 (callers outside Australia).
Overseas shareholders
This SPP does not constitute an offer in any place in which, or to any person to whom, it would not be lawful to make such an offer.
The SPP is not being extended to, and Shares will not be allotted to, Shareholders with a registered address which is outside Australia or New Zealand.
Shareholders who have beneficiaries that are not resident in Australia or New Zealand should consult their professional advisors to determine whether any government or other consents are required or whether formalities need to be observed to allow them to accept their entitlement.
Agreement
Eligible Shareholders may only acquire up to a maximum of A$30,000 of Shares under an SPP or similar plan in any 12‐month period (as prescribed by the ASIC Instrument).
By making payment via BPayP[®] or cheque, the Eligible Shareholder represents and certifies:
-
(a) the aggregate of the application price paid for:
-
(i) the Shares the subject of the payment; and
-
(ii) any other Shares applied for or which a Custodian has been instructed to acquire under the SPP, or any similar arrangement operated by the Company in the 12 months before the date of application,
does not exceed A$30,000 (except when applying as a Custodian for one or more beneficiaries);
-
(b) to the extent its application exceeds the amount referred to in paragraph (a) above, it authorises the Company (and its officers and agents) to treat its application as being for such lesser amount of Shares as is permitted by the ASIC Instrument;
-
(c) it agrees generally to otherwise be bound by these Terms and Conditions; and
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(d) it authorises the Company to place its name on the register of members in respect of the Shares which are issued to the Eligible Shareholder under the SPP offer and agrees to be bound by the constitution of the Company.
The Company reserves the right and in certain circumstances may be required by the ASIC Instrument or other conditions, to read down, or reject, any application for Shares to the extent it considers that the application (whether alone or in conjunction with other applications) does not comply with these Terms and
Conditions or any statute, law, regulation, statutory instrument or the ASX Listing Rules.
Acceptance
Applications may only be made via BPayP[®] or cheque, in accordance with the instructions contained in the enclosed application form. Applications will only be open for acceptance on and from Wednesday, 12 August 2020 ( Opening Date ). To be valid, payment via BPayP[®] or cheque must be received by the Company before 5pm (Sydney time) on Friday, 4 September 2020 ( Closing Date ). Applications received after that time will not be accepted.
Once an application is received, the application and associated payment under the SPP may not be withdrawn and the interest (if any) accruing on the application money will accrue and be payable to the Company.
Calculation of number of Shares to be issued
In the absence of scale back, and subject to an application not being read down, or rejected, due to an Eligible Shareholder’s application exceeding the A$30,000 maximum limit provided for by the ASIC Instrument, the number of Shares to be issued will be calculated by dividing the application money received via BPayP[®] or cheque by the issue price of Shares under the SPP, then rounding up to the nearest whole Share.
Scale back
The Company is targeting to raise A$300,000 under the SPP, however the Company reserves absolute discretion regarding the final amount raised under the Plan. If total demand for the SPP exceeds A$300,000, the Company reserves the right to close the SPP early and / or scale back applications (or to increase the amount raised) in its absolute and sole discretion (subject to the maximum amount permitted under the ASX Listing Rules). If the Company scales back applications, Eligible Shareholders will receive the number of Shares determined by the Company in its absolute discretion (which may be less than the number of Shares applied for). In that event, the number of Shares to be allotted will be rounded up to the nearest whole number of Shares.
If the Company undertakes a scale back, Eligible Shareholders will receive the number of Shares determined by the Company in its absolute discretion which may be less than the parcel of Shares which was applied for. In this case, the difference between the application money received and the number of Shares allocated to the Eligible Shareholder multiplied by the issue price, may be refunded by direct credit (to a nominated account if recorded on the Company's share register) or cheque as soon as practicable without interest.
Price risk
There is a risk that the market price of Shares may change between the date of this offer and the issue date. This means that for the same aggregate application amount, the number of Shares acquired by an Eligible Shareholder under the SPP may be lower than the number of Shares that may be acquired on the market on the date that the Shares are issued.
This offer is not made under a prospectus or other disclosure document. Accordingly, Shareholders must rely on their own knowledge of the Company and previous disclosures made by the Company on ASX.
Issue of Shares
Shares issued under the SPP will rank equally in all respects with all other fully paid ordinary shares in the Company on the date of issue.
Costs of participation
No brokerage, commissions or other transaction costs will be payable by Eligible Shareholders in respect of the application for, and issue of Shares under, the SPP.
Allotment and quotation dates
Shares are expected to be allotted under the SPP on Tuesday, 15 September 2020 ( Share Issue Date ) and the Company will apply for these Shares to be listed for quotation on ASX.
The Company expects to dispatch a holding statement or confirmation advice in respect of the Shares allotted under the SPP on Tuesday, 22 September 2020. Eligible Shareholders should confirm their holding before trading in any Shares that they believe have been allotted to them under the SPP.
Underwriting
The SPP is not underwritten at the time the offer is made. However, the Company reserves the right to subsequently put in place an underwriting for the whole or part of the A$300,000 sought to be raised through the SPP, depending on the appetite of the underwriter(s) and the proposed commercial terms. Any underwriting would be under the Company’s ASX Listing Rule 7.1 capacity.
General
The Company may determine, in any manner it thinks fit, any disputes or anomalies which arise in connection with or by reason of the operation of the SPP, whether generally or in relation to any Eligible Shareholder or application for Shares. The decision of the Company will be conclusive and binding on all persons to whom the determination relates.
in these Terms and Conditions will be notified by a release to the ASX.
The Company may at any time irrevocably determine that an application is valid, in accordance with these Terms and Conditions, even if the application form is incomplete, contains errors or is otherwise defective. The Company and its officers and agents are authorised to correct any error in, or omission from, an application form by the insertion of any missing details.
The Company's rights and discretions under the SPP may be exercised by the Company’s directors or any delegate of the Company’ directors.
Please contact the Company Secretary for the Company's privacy policy.
This offer is governed by the law of Queensland, Australia. By accepting the offer the Eligible Shareholder submits to the non‐exclusive jurisdiction of the courts of Queensland, Australia.
ASIC Corporations (Share and Interest Purchase Plans) Instrument 2019/547
This offer of Shares under the SPP is made in accordance with the requirements of the ASIC Instrument. The ASIC Instrument grants relief from the requirement to prepare a prospectus for the offer of Shares under the SPP.
Financial Markets Conduct (Incidental Offers) Exemption Notice
The Shares offered pursuant to the SPP are being offered in reliance on the Financial Markets Conduct (Incidental Offers) Exemption Notice 2016 (New Zealand) (as amended by the Financial Markets Conduct (Incidental Offers) Exemption Amendment Notice 2018 ).
Independent financial and taxation advice
The offer under this SPP is not a recommendation to purchase Shares. The Company recommends that Eligible Shareholders seek independent financial and taxation advice before participating in the SPP.
Questions
Any questions in respect of the SPP should be directed to the Company’s share registry, Boardroom Pty Limited:
Telephone: 1300 737 760 (from within Australia) or +61 2 9290 9600 (from outside Australia)
The Company reserves the right to waive compliance with any provision of these Terms and Conditions, to amend or vary these Terms and Conditions and to suspend or terminate the SPP at any time. Any variation
ELEMENTOS
Share Purchase Plan (SPP) Application Form
ABN 49 138 468 756
Record Date: 7.00pm (Sydney time) Wednesday, 5 August 2020
Open Date: Wednesday, 12 August 2020
Closing Date: 5.00pm (Sydney time) Friday, 4 September 2020
SPP Issue Price – See SPP Booklet for details on the Issue Price
NOT FOR RELEASE OR DISTRIBUTION IN THE UNITED STATES
This is an important document which requires your immediate attention. It can only be used in relation to the shareholding represented by the details above. If you are in doubt as to how to deal with this document, please contact your financial or other professional adviser. Capitalised words used and not defined in this Application Form have the meaning given in the Share Purchase Plan Terms and Conditions Booklet dated Wednesday, 12 August 2020 (SPP Booklet) accompanying this Application Form.
A Offer Details
Eligible Shareholders may apply for SPP Shares in parcels valued at $2,500, $5,000, $7,500, $10,000, $15,000, $20,000 or $30,000.
Before applying for SPP Shares you should read the SPP Booklet accompanying this Application Form and the ‘ Applicant’s Certification and Acknowledgments’ on the back of this Application Form carefully.
This SPP is non-renounceable meaning that you cannot transfer your right to purchase SPP Shares to another person. Applications can only be accepted in the name printed on the Application Form.
If you are a custodian, trustee or nominee within the definition of “custodian” (as defined in paragraph 4 of ASIC Corporations (Share and Interest Purchase Plans) Instrument 2019/547 ( Custodian ), you must complete and return this Application Form together with the Custodian Certificate referred to in Section F of this Application Form.
If you do not wish to subscribe for SPP Shares under the SPP, there is no need to take any action.
B Parcel Size
Indicate the parcel size of SPP Shares you wish to apply for by marking one box only below:
A$15,000.00 A$2,500.00 A$5,000.00 A$7,500.00 A$10,000.00 [A$20,00.00 ] [A$30,000.00 ]
C Payment Options
Payment may only be made by BPAY ® or cheque and in Australian dollars. Cash will not be accepted. Custodians cannot make payment by BPAY ®
Payment Option 1 - BPAY
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Biller Code:
Customer Reference Number ( CRN)
Telephone and Internet Banking - BPAY®
Contact your bank, credit union or building society to make this payment from your cheque or savings account.
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To pay via BPAY ® please contact your participating financial institution. If paying by BPAY ® you will be deemed to have completed an Application Form for the value of SPP Shares the subject of your payment. You do not need to return this Application Form.
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Your payment must be received by the Registry by 5.00pm (Sydney time) on Friday, 4 September 2020.
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Please ensure you pay the correct amount for the parcel size you wish to apply for. The number of SPP Shares issued to you will be rounded up to the nearest whole number after dividing the application monies by the Issue Price.
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You should be aware that your financial institution may implement earlier cut off times with regards to electronic payment and should therefore take this into consideration when making payment. You may also have your own limit on the amount that can be paid via BPAY ® . It is your responsibility to check that the amount to wish to pay via BPAY ® does not exceed your limit.
Payment Option 2 - Cheque Record your cheque details below: Drawer Cheque No. BSB No. Account No. Amount A$
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If paying by cheque you must complete this Application Form and submit it together with your cheque.
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Only cheques in Australian dollars and drawn on an Australian branch of a financial institution will be accepted.
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Your cheque must be made payable to " Elementos Limited " and crossed “ Not Negotiable ”.
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Please ensure that you submit the correct amount for the parcel size of SPP Shares you wish to apply for. If you provide a cheque for an amount that is not equal to any of the parcels, Elementos may round down the dollar amount of SPP Shares that you are applying for to the next lowest parcel at its discretion.
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Make sure you send your completed Application Form and cheque allowing enough time for mail delivery so the Registry receives them no later than 5.00pm (Sydney time) on Friday, 4 September 2020.
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Please ensure sufficient cleared funds are held in your account as your cheque will be banked as soon as it is received.
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Elementos reserves the right not to process any Application Forms that are incomplete or where payment is received after 5.00pm (Sydney time) Friday, 4 September 2020.
D Contact Details
Please provide a telephone number and contact name in case we need to contact you regarding your application.
Telephone No. Email address Contact name
E Applicant’s Certification and Acknowledgements
By completing and returning this Application Form with your cheque to the Registry or by making a BPAY ® payment, you:
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represent and warrant that you have read and understood the SPP Booklet (including the terms and conditions of the SPP) and this Application Form in their entirety and that you acknowledge the matters, and make the representations, warranties and certifications, in the SPP Booklet and Application Form, including as to your eligibility to participate in the SPP;
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represent and warrant that by making payment, you agree to be bound by the constitution of Elementos and that the submission of the payment constitutes an irrevocable offer by you to subscribe for SPP Shares on the terms of the SPP and you will be deemed to have accepted and be bound by the terms and conditions of the SPP;
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represent and warrant that the aggregate of the application price paid for by you or on your behalf for:
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the SPP Shares the subject of the application;
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any other Shares applied for by you under the SPP or any similar arrangement in the 12 months before the application;
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any other SPP Shares which you have instructed a Custodian to acquire on your behalf under the SPP; or
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any other Shares issued to a Custodian in the 12 months before the application as a result of an instruction given by you to a Custodian to apply for Shares on your behalf under an arrangement similar to the SPP,
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does not exceed $30,000;
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acknowledge that this Application Form does not constitute an offer to sell, or a solicitation of an offer to buy, any securities in the United States. This Application Form may not be distributed or released in the United States. None of the SPP Shares offered under this SPP have been, or will be, registered under the U.S. Securities Act of 1933, as amended (the Securities Act ), or the securities laws of any state or other jurisdiction of the United States. Accordingly, the SPP Shares to be offered and sold in this SPP may only be offered and sold to investors that are not in the United States and are not acting for the account or benefit of a person in the United States in “offshore transactions” (as defined in Regulation S under the Securities Act) in reliance on Regulation S under the Securities Act;
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represent that you are not in the United States and you are not acting for the account or benefit of a person in the United States, and you are not otherwise a person to whom it would be illegal to make an offer of or issue of SPP Shares under this SPP and under any applicable laws and regulations; and
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acknowledge that you may receive a lesser number of SPP Shares than the number of SPP Shares you apply for as Elementos may scale back applications in its discretion, having regard to factors including the pro rata shareholding of Eligible Shareholders (as at the Record Date) who apply for SPP Shares.
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NO SIGNATURE IS REQUIRED ON THIS FORM
THIS OFFER IS NON-RENOUNCEABLE
Application Forms and accompanying cheques must be received no later than 5.00pm (Sydney time) on Friday, 4 September 2020 at:
MAILING ADDRESS HAND DELIVERY ADDRESS
Elementos Limited Elementos Limited C/- Boardroom Pty Limited C/- Boardroom Pty Limited GPO Box 3993 Level 12, 225 George Street SYDNEY NSW 2001 SYDNEY NSW 2000
If you require information on how to complete this Application Form, please contact the Registry from 8.15am to 5.30pm (Sydney time) Monday to Friday on 1300 737 760 (callers within Australia) or +61 2 9290 9600 (callers outside Australia) or consult your financial or other professional adviser. For all other questions, please contact your stockbroker, accountant or other professional adviser.
F Information for Custodians
If you are a Custodian you must complete this Application Form and a Custodian Certificate and submit both documents together with your cheque before your application will be considered. Custodians cannot make payment by BPAY ® . Please contact the Registry on 1300 737 760 (callers within Australia) and +61 2 9290 9600 (callers outside Australia) to obtain a copy of the Custodian Certificate. Applications received from Custodians that are not accompanied by the Custodian Certificate will be rejected. Please refer to the SPP Booklet for further information in relation to applications by Custodians.