Element Solutions Inc — Director's Dealing 2020

Dec 28, 2020

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: Element Solutions Inc (ESI)
CIK: 0001590714
Period of Report: 2020-12-15

Reporting Person: D'Ambrisi Joseph J. (SVP and Head of Electronics)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock, par value $0.01 per share	244706	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Performance Stock Units	$0.0		Common Stock (181818.0)		Direct
Performance Stock Units	$0.0		Common Stock (22148.0)		Direct
Restricted Stock Units	$0.0		Common Stock (11075.0)		Direct
Performance Stock Units	$0.0		Common Stock (17637.0)		Direct
Restricted Stock Units	$0.0		Common Stock (5879.0)		Direct
Performance Stock Units	$0.0		Common Stock (16261.0)		Direct
Performance Stock Units	$0.0		Common Stock (2710.0)		Direct

Footnotes

F1: The vesting of these performance restricted stock units ("PRSU"), granted on 7/14/2020, is subject to the achievement by the Issuer of the performance target in any fiscal year ending on or before 12/31/2022. Each PRSU represents a contingent right to receive one share of the Issuer's common stock.

F2: Each of these PRSUs, granted on 2/19/2020, represents a contingent right to receive up to 1.5 shares of the Issuer's common stock, subject to the achievement of certain adjusted EBITDA compound annual growth and adjusted earnings per share goals for the performance period ending 12/31/2022. The number of shares reported in Column 3 will range from zero to 33,222 shares.

F3: Each of these restricted stock units ("RSU"), granted on 2/19/2020, represents a contingent right to receive one share of the Issuer's common stock. This grant vests in 1/3 annual increments, subject to continuous service.

F4: Each of these PRSUs, granted on 2/20/2019, represents a contingent right to receive up to 1.5 shares of the Issuer's common stock, subject to the achievement of certain adjusted EBITDA compound annual growth and adjusted earnings per share goals for the performance period ending 12/31/2021. The number of shares reported in Column 3 will range from zero to 26,456 shares.

F5: Each of these RSUs, granted on 2/20/2019, represents a contingent right to receive one share of the Issuer's common stock. This grant has been vesting in 1/3 annual increments, subject to continuous service, since its grant date.

F6: Each of these PRSUs, granted on 2/19/2018, represents a contingent right to receive up to 1.5 share of the Issuer's common stock and will vest on 2/19/ 2021, subject to the achievement by the Issuer of certain adjusted EBITDA goals. The number of shares reported in column 3 will range from zero to a maximum number of 24,392 shares.

F7: Each of these RSUs, granted on 2/19/2018, represents a contingent right to receive one share of the Issuer's common stock. This grant has been vesting in 1/3 annual increments, subject to continuous service, since its grant date.