Element Solutions Inc — Director's Dealing 2019

Jun 13, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Element Solutions Inc (ESI)
CIK: 0001590714
Period of Report: 2019-06-11

Reporting Person: SACHDEV RAKESH (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-06-11	Common Stock, par value $0.01 per share	M	183824	$7.95	Acquired	897895	Direct
2019-06-11	Common Stock, par value $0.01 per share	F	155060	$10.71	Disposed	742835	Direct
2019-06-11	Common Stock, par value $0.01 per share	S	28764	$10.71	Disposed	714071	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2019-06-11	Incentive Stock Option (Right to Buy)	$7.95	M	183824	Disposed	2019-07-31	Common Stock, par value $0.01 per share (183824.0)	Direct

Footnotes

F1: Represents a net exercise of the stock options described in footnote 3 previously reported on 3/25/16.The reporting person received 28,764 shares of the Issuer's common stock on net exercise to purchase 183,824 shares. 155,060 shares were delivered to cover payment of the exercise price and tax withholdings.

F2: This price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.69 to $10.75, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3: These options vested and became exercisable in annual 1/3 increments on 3/16/17 and 3/16/18. The remaining 1/3 vested and became exercisable on 1/31/19 in connection with the reporting person's retirement as the Issuer's Chief Executive Officer.