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Element Solutions Inc Director's Dealing 2018

Jun 5, 2018

30916_dirs_2018-06-05_355809ca-5197-46b4-8802-d443d4506064.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Platform Specialty Products Corp (PAH)
CIK: 0001590714
Period of Report: 2018-06-05

Reporting Person: ASHKEN IAN G H (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-06-05 Common Stock, par value $0.01 per share M 7861 Acquired 7861 Direct
2018-06-05 Common Stock, par value $0.01 per share J 7861 Disposed 0 Direct
2018-06-05 Common Stock, par value $0.01 per share J 7861 Acquired 7861 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-06-05 Restricted Stock Units $ M 7861 Disposed Common Stock (7861.0) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock, par value $0.01 per share 227880 Indirect
Common Stock, par value $0.01 per share 1182937 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Series A Preferred Stock, par value $0.01 per share $ Common Stock (119992.0) 119992 Indirect

Footnotes

F1: This transaction represents the settlement of restricted stock units ("RSUs") previously reported which vested on 06/05/2018. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

F2: The shares are held by a revocable trust. Mr. Ashken is the trustee of this trust and may be considered to have beneficial ownership of the trust's interests in the Issuer.

F3: Each share of Series A Preferred Stock is convertible at any time at the election of the holder, on a one-for-one basis, into shares of the Issuer's common stock for no additional consideration. The Series A Preferred Stock shall automatically convert into the Issuer's common stock upon the earlier to occur of (i) a change of control of the Issuer or (ii) December 31, 2020 (unless extended in accordance with the terms of the Series A Preferred Stock).