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Element Solutions Inc — Director's Dealing 2017
Dec 18, 2017
30916_dirs_2017-12-18_43ae1178-89e8-45ca-afb9-9c3faa28108e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Platform Specialty Products Corp (PAH)
CIK: 0001590714
Period of Report: 2017-12-14
Reporting Person: FRANKLIN MARTIN E (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-12-14 | Common Stock, par value $0.01 per share | P | 164467 | $9.57 | Acquired | 164467 | Indirect |
| 2017-12-15 | Common Stock, par value $0.01 per share | P | 200000 | $9.60 | Acquired | 364467 | Indirect |
| 2017-12-18 | Common Stock, par value $0.01 per share | P | 135533 | $9.84 | Acquired | 500000 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $0.01 per share | 2437449 | Indirect |
| Common Stock, par value $0.01 per share | 10449987 | Indirect |
| Common Stock, par value $0.01 per share | 243110 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Series A Preferred Stock, par value $0.01 per share | $ | Common Stock (1060000.0) | 1060000 | Indirect |
Footnotes
F1: The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $9.49 to $9.69, inclusive, on December 14, 2017, from $9.49 to $9.66, inclusive, on December 15, 2017, and from $9.71 to $9.90, inclusive, on December 18, 2017. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the ranges set forth in this footnote.
F2: Each share of Series A Preferred Stock is convertible at any time at the election of the holder, on a one-for-one basis, into shares of the Issuer's common stock for no additional consideration. The Series A Preferred Stock shall automatically convert into the Issuer's common stock upon the earlier to occur of (i) a change of control of the Issuer or (ii) December 31, 2020 (unless extended in accordance with the terms of the Series A Preferred Stock).