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Eledon Pharmaceuticals, Inc. — Director's Dealing 2014
Sep 17, 2014
33900_dirs_2014-09-16_a2223701-f56f-4208-821a-ccd8dd71c7f5.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Tokai Pharmaceuticals Inc (TKAI)
CIK: 0001404281
Period of Report: 2014-09-16
Reporting Person: Kessler David A. (Director)
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (right to buy) | $0.11 | 2019-03-03 | Common Stock (1910) | Direct | |
| Stock Option (right to buy) | $0.63 | 2019-05-05 | Common Stock (9910) | Direct | |
| Stock Option (right to buy) | $1.37 | 2021-09-07 | Common Stock (7306) | Direct | |
| Stock Option (right to buy) | $1.58 | 2023-06-26 | Common Stock (10373) | Direct |
Footnotes
F1: This option is fully vested.
F2: This option is fully vested.
F3: This option was granted on September 7, 2011. With respect to 635 shares underlying the option, 2.0833% of those shares vested on October 1, 2011 and an additional 2.0833% of those shares vest on the first day of each month thereafter through September 1, 2015. With respect to 794 shares underlying the option, 2.0833% of those shares vested on October 7, 2011 and
an additional 2.0833% of those shares vest on the first day of each month thereafter through September 1, 2015. With respect to 2,605 shares underlying the option, 8.3333% of those shares vested on January 27, 2012 and an additional 2.0833% of those shares vest on the first day of each month thereafter through September 1, 2015. With respect to 3,272 shares underlying the option, 20.8333% of those shares vested on July 12, 2012 and an additional 2.0833% of those shares vest on the first day of each month thereafter through September 1, 2015.
F4: This option was granted on June 26, 2013. With respect to 5,844 shares underlying the option, 2.0833% of those shares vested on July 1, 2013 and an additional 2.0833% of those shares vest on the first day of each month thereafter through June 1, 2017. With respect to 4,529 shares underlying the option, 8.333% of those shares vested on October 24, 2013 and an additional 2.0833% of those shares vest on the first day of each month thereafter through June 1, 2017.