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Eledon Pharmaceuticals, Inc. — Director's Dealing 2014
Sep 17, 2014
33900_dirs_2014-09-16_b7320031-eb58-439e-a043-8064166ce00a.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Tokai Pharmaceuticals Inc (TKAI)
CIK: 0001404281
Period of Report: 2014-09-16
Reporting Person: Stewart Susan B. (10% Owner)
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (right to buy) | $0.63 | 2019-11-17 | Common Stock (14326) | Direct | |
| Stock Option (right to buy) | $1.37 | 2020-02-11 | Common Stock (15119) | Direct | |
| Stock Option (right to buy) | $1.37 | 2021-06-29 | Common Stock (34183) | Direct | |
| Stock Option (right to buy) | $1.37 | 2021-09-07 | Common Stock (39337) | Direct | |
| Stock Option (right to buy) | $1.58 | 2023-06-26 | Common Stock (55838) | Direct |
Footnotes
F1: This option is fully vested.
F2: This option is fully vested.
F3: This option was granted on June 29, 2011, with 2.0833% of the shares underlying the option vesting on July 1, 2011 and an additional 2.0833% vesting on the first day of each month thereafter through June 1, 2015.
F4: This option was granted on September 7, 2011. With respect to 3,420 shares underlying the option, 2.0833% of those shares vested on October 1, 2011 and an additional 2.0833% of those shares vest on the first day of each month thereafter through September 1, 2015. With respect to 4,276 shares underlying the option, 2.0833% of those shares vested on October 7, 2011 and an additional 2.0833% of those shares vest on the first day of each month thereafter through September 1, 2015. With respect to 14,025 shares underlying the option, 8.3333% of those shares vested on January 27, 2012 and an additional 2.0833% of those shares vest on the first day of each month thereafter through September 1, 2015. With respect to 17,616 shares underlying the option, 20.8333% of those shares vested on July 12, 2012 and an additional 2.0833% of those shares vest on the first day of each month thereafter through September 1, 2015.
F5: This option was granted on June 26, 2013. With respect to 31,458 shares underlying the option, 2.0833% of those shares vested on July 1, 2013 and an additional 2.0833% of those shares vest on the first day of each month thereafter through June 1, 2017. With respect to 24,380 shares underlying the option, 8.333% of those shares vested on October 24, 2013 and an additional 2.0833% of those shares vest on the first day of each month thereafter through June 1, 2017.