electroCore, Inc. — Director's Dealing 2024

Oct 4, 2024

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: electroCore, Inc. (ECOR)
CIK: 0001560258
Period of Report: 2024-10-04

Reporting Person: Lev Joshua S. (Chief Financial Officer)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	16333	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Option (Right to Buy)	$4.50	2033-07-31	Common Stock (20000)		Direct
Stock Option (Right to Buy)	$11.55	2032-01-14	Common Stock (6666)		Direct

Footnotes

F1: Consists of 16,333 shares of Common Stock issuable pursuant to previously issued restricted stock units, (i) 333 of which will vest by February 9, 2025, and 16,000 of which will vest (i) with respect to 5,333 shares of Common Stock on each of January 12, 2025, January 12, 2026, and January 12, 2027, provided that (x) the Reporting Person remains in continuous service with the Issuer or an affiliate through the applicable vesting date, and (y) if and to the extent not already vested, in the case of termination of the Reporting Person without "cause" or resignation for "good reason" within two years after a "change in control" as such terms are defined in the Issuer's Executive Severance Policy.

F2: 6,667 of such options are currently vested. The remaining options will vest (i) in two equal annual installments on each of July 31, 2024 and July 31, 2025, provided that (i) the Reporting Person remaining in continuous service with the Issuer or an affiliate through the applicable vesting date, and (ii) to the extent not already vested, in the case of termination of the Reporting Person without "cause" or resignation for "good reason" within two years after a "change in control" as such terms are defined in the Issuer's Executive Severance Policy.

F3: 4,444 of such option are currently vested. The remaining options will vest on January 14, 2025, provided that (i) the Reporting Person remaining in continuous service with the Issuer or an affiliate through the applicable vesting date, and (ii) to the extent not already vested, in the case of termination of the Reporting Person without "cause" or resignation for "good reason" within two years after a "change in control" as such terms are defined in the Issuer's Executive Severance Policy.