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electroCore, Inc. — Director's Dealing 2023
Aug 4, 2023
34720_dirs_2023-08-04_87e32ab5-3e38-4d2e-a23c-7dd6d2215853.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: electroCore, Inc. (ECOR)
CIK: 0001560258
Period of Report: 2023-08-02
Reporting Person: CUNEO F PETER (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-08-02 | Common Stock | A | 5665 | $4.35 | Acquired | 5665 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-08-02 | Warrants to Purchase Common Stock | $4.35 | P | 2832 | Acquired | 2029-02-02 | Common Stock (2832) | Direct |
Footnotes
F1: On August 2, 2023, pursuant to a private placement offering by the Issuer, the Reporting Person acquired 5,665 Units, each Unit consisting of (i) one share of the Issuer's Common Stock and (ii) one Warrant to purchase one-half share of the Issuer's Common Stock. The combined purchase price in the Offering was $4.4125 per Unit, inclusive of $4.35 per share of Common Stock and $0.0625 per Warrant. Each Warrant entitles the holder thereof to purchase one half of a share of Common Stock, is exercisable beginning six months from the date of issuance at an exercise price of $4.35 per share, and expires five years from the initial exercise date.