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electroCore, Inc. Director's Dealing 2023

Aug 8, 2023

34720_dirs_2023-08-08_cfbe9b6c-3877-4fd9-bd18-aabbca1e621b.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: electroCore, Inc. (ECOR)
CIK: 0001560258
Period of Report: 2019-08-19

Reporting Person: Errico Thomas J. (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-08-19 Common Stock A 707 $26.427 Acquired 168574 Direct
2023-08-04 Common Stock A 21739 $0.00 Acquired 189606 Direct

Footnotes

F1: The purchase accounts for the 1-for-15 reverse stock split of the Issuer's common stock on February 15, 2023. This Form 4 is being filed to report this previously unreported transaction.

F2: Represents a grant of Deferred Stock Units as a part of an annual director award which vest in 12 equal monthly installments from the grant date; provided, however, that the Deferred Stock Units shall vest in full on the earlier of (i) the close of business one business day prior to the Issuer's next annual stockholder meeting on or after January 1, 2024, and (ii) the date immediately prior to a change of control, in each case, provided that the Reporting Person remains in continuous service with the Issuer or an affiliate through the applicable vesting date.

F3: Consists of 171,762 shares of common stock beneficially owned directly by the Reporting Person; 1,296 shares of common stock beneficially owned by a trust for the benefit of the Reporting Person's family members; and 13,732 shares that have vested pursuant to previously issued Deferred Stock Units. All such vested and unvested shares were previously reported on Form 4 filings at the time of grant.