electroCore, Inc. — Director's Dealing 2020

Apr 16, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: electroCore, Inc. (ECOR)
CIK: 0001560258
Period of Report: 2020-04-14

Reporting Person: TULLIS JAMES L L (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-04-14	Common Stock	P	1764705	$0.85	Acquired	1764705	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	172504	Direct
Common Stock	8183	Indirect
Common Stock	7533	Indirect
Common Stock	12304	Indirect
Common Stock	12304	Indirect
Common Stock	15380	Indirect
Common Stock	8893	Indirect

Footnotes

F1: Pursuant to the Securities Purchase Agreement dated as of April 14, 2020 (the "SPA"), by and between the Issuer and each purchaser thereto, including Tullis Growth Fund II, L.P.

F2: The shares were purchased pursuant to the SPA by Tullis Growth Fund II, L.P. ("Tullis Growth II"). Tullis Growth Partners II, LLC is the general partner of Tullis Growth II and may be deemed to beneficially own the shares held by Tullis Growth II. James L.L. Tullis is a Principal of each of the foregoing entities and may be deemed to possess voting and investment control over, and may be deemed to have an indirect beneficial ownership with respect to, the shares held by Tullis Growth II.